Compliance and Regulatory Specialist

2 hours ago


Mumbai, Maharashtra, India Singularity AMC Full time
Job Description

Singularity AMC is seeking a highly skilled Compliance and Regulatory Specialist to join our team. As a key member of the investment team, you will be responsible for ensuring that our Alternative Investment Funds (AIFs) comply with all relevant regulations and laws.

Responsibilities:

  • Ensure SEBI reporting for AIFs and adherence to SEBI/RBI compliances
  • Assist in various audits, including PPM Audit, Internal Audit, and Statutory Audit
  • Conduct legal due diligence on potential investments, reviewing offer documents, contracts, and regulatory filings
  • Prepare and review fund documentation, including subscription agreements, side letters, and partnership agreements
  • Manage legal and compliance risks by staying current on relevant laws and regulations, identifying potential issues, and proposing solutions
  • Provide legal advice and support to the investment team and other departments as needed
  • Drafting/reviewing term sheets and transaction documents related to investments
  • Preparing transaction-related Compliance Notes
  • Coordinating with the Investment and Operations team for smooth closure of pre- and post-investment activities
  • Drafting/reviewing policies, procedures, and processes applicable to Fund Manager or AIFs

Requirements:

  • 4-5 years of experience in the AIF industry for Compliance and Legal roles
  • LLB and CS qualification is mandatory

Salary: The estimated salary for this role is ₹20-25 lakhs per annum, depending on experience.



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