Regulatory Compliance Specialist
22 hours ago
At Omnicience Capital, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for ensuring that our firm operates within the legal and regulatory framework.
Key Responsibilities:
- Monitor and ensure compliance with regulatory requirements (SEBI, BSE, SEC, ROC) and internal policies.
- Conduct regular audits and assessments to identify potential compliance issues.
- Develop and implement compliance programs and training for employees.
- Stay updated on changes in laws and regulations affecting the investment management industry.
- Prepare and submit regulatory filings and reports.
- Collaborate with various departments to address compliance-related concerns.
- Investigate and resolve compliance violations and recommend corrective actions.
Requirements:
- Strong knowledge of regulatory requirements of SEBI, BSE, SEC, ROC and industry best practices.
- Excellent analytical and problem-solving skills.
- Strong attention to detail and ability to work independently.
- Effective communication and interpersonal skills.
- Bachelor's degree in Law, Finance, Business Administration, Accounting, or a related field.
- CS/LLM/LLB is highly desirable.
This is a challenging role that requires strong technical skills and a deep understanding of regulatory requirements. If you have experience working with SEBI-regulated entities and are looking for a new opportunity, please apply. Estimated salary: $80,000 - $120,000 per year.
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