
Operational Oversight Specialist
2 weeks ago
This position involves overseeing day-to-day operations, ensuring compliance with regulatory norms.
Main Responsibilities:
- Review and process applications for changes in director's details, shareholding/DPG pattern, and member entity information.
- Maintain accurate records, update control sheets, and follow up with stakeholders via mail and phone calls.
Closure of Alerts:
- Closure of alerts in the Trackwizz application and maintaining monthly databases.
- Compilation of data for regulatory and internal departments.
Required Skills:
- A proactive individual with analytical skills, able to drive results.
- Strong communication and execution capabilities.
- Ability to develop and communicate best practices across teams.
- Familiarity with regulatory standards and ability to ensure company and national compliance.
Qualifications:
- A degree from a reputable Institute/University.
- 3-4 years of experience in securities/Capital market, financial services, mutual funds, or insurance companies.
Job Type: Full-time
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