Compliance Risk Officer

4 weeks ago

Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

Serves as a key risk officer for the Compliance Independence Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second lines of defense within 12542 Citicorp Services India Private Limited.

Key Activities include:

  • Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within a designated region in accordance with the Compliance Independent Assessment (CIA) Plan.
  • Participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within a designated region in accordance with the Compliance Independent Assessment Plan.
  • Analysing and documenting report findings, and having preliminary discussions with corresponding control/process owners.
  • Assisting with the development of Compliance Testing/Monitoring Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development and enhancement of the Compliance Testing Methodologies and Standards for auditing, testing, monitoring, and reporting.
  • Utilizing innovative compliance testing solutions, including Data Analytics, to increase value and reduce costs of compliance-related activities.
  • Developing effective relationships within the Compliance Testing function and with other stakeholders, including business process owners and Internal Audit function.
  • Identifying industry best practices and sharing insights with the Compliance Testing teams on a regular basis.
  • Informing CIA management of significant compliance matters that require their attention or action.
  • Identifying compliance training resources and tools available centrally to support country/business compliance programs, training, and research needs.
  • Additional duties as assigned. Appropriately assessing risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules, and regulations, adhering to Policy, applying sound ethical judgment regarding personal behaviour, conduct, and business practices, and escalating, managing, and reporting control issues with transparency.

Qualifications:

  • 6-10 years of experience.
  • Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities.
  • Knowledge and extensive experience with auditing principles, including audit planning, risk assessments, development of risks and controls matrices, processes, and controls design assessments, controls operating effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities.
  • Understanding of rules, laws, and regulations, and specific regulatory requirements.
  • Strong interpersonal skills for building strong relationships with stakeholders and engaging teams.
  • Effectiveness in working within a large-scale and complex matrix organisation is essential.
  • Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues, and strength in sustaining independent views.
  • Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions.
  • Willingsness to travel.
  • Knowledge of Compliance laws, rules, regulations, risks, and typologies.
  • Must be a self-starter, flexible, innovative, and adaptive.
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organisation.
  • Ability to both work collaboratively and independently; ability to navigate a complex organisation.
  • Advanced analytical skills.
  • Ability to both work independently and collaborate with team members.
  • Excellent project management and organisational skills and capability to handle multiple projects at one time.
  • Proficient in MS Office applications (Excel, Word, PowerPoint).
  • Demonstrated knowledge in area of focus.

Education:

  • Bachelor's/University degree, Master's degree preferred.
  • Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organisation, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree a plus.

  • Chief Compliance and Risk Officer

    4 weeks ago

    Mumbai, Maharashtra, India Gen Re Full time

    Your role is to ensure that Gen Re India Branch complies with all applicable laws, regulations, and internal policies. As the Chief Compliance and Risk Officer, you will report to the CEO of India Branch, Corporate General Counsel, and Chief Risk Officer of GRAG Germany.Key Responsibilities:Monitor and review local legal and regulatory developments to ensure...

  • Compliance Officer

    1 month ago

    Mumbai, Maharashtra, India Capstone People Consulting Full time

    Compliance Officer Job DescriptionCapstone People Consulting is seeking a highly motivated and experienced Compliance Officer to ensure our business operations align with relevant laws and regulations. As a key member of our team, you will be responsible for reviewing employee work, developing company policies, and addressing policy violations.Key...

  • Chief Compliance and Risk Officer

    3 weeks ago

    Mumbai, Maharashtra, India Network People Services Technologies Full time

    About the Job:Network People Services Technologies is a fintech company that bridges the banking and fintech worlds with its product suite of technology and payments. As a Technology Service Provider, we cater to stakeholders across the financial value chain, including banks, merchant aggregators, merchants, and consumers. Our mission is to drive generations...

  • Compliance Risk Management Officer

    4 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job DescriptionAt 12542 Citicorp Services India Private Limited, we are seeking a highly skilled Compliance Risk Management Officer to join our team. This role will be responsible for assessing compliance risks and controls implemented by the first and second line of defense, as well as performing risk assessments of Citi's compliance risks.Key...

  • Risk Management and Compliance Officer

    2 weeks ago

    Mumbai, Maharashtra, India Hermès Full time

    Hermès is seeking a highly skilled Risk Management and Compliance Officer to join our team.Job SummaryWe are looking for a seasoned professional with expertise in internal control frameworks, risk management, and compliance. The ideal candidate will have 5-7 years of experience in a similar position in a multinational group or delivering similar services...

  • Chief Compliance Officer

    2 weeks ago

    Mumbai, Maharashtra, India Network People Services Technologies Full time

    About the Job: Network People Services Technologies is seeking a seasoned Compliance and Risk Officer to join our team. As a key member of our organization, you will be responsible for developing and implementing comprehensive compliance and risk management strategies that align with our business goals. Responsibilities include:•⁠ ⁠Developing and...

  • Compliance Risk Officer for Independent Assessments

    4 days ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job DescriptionAs a Compliance Risk Officer for Independent Assessments at 12542 Citicorp Services India Private Limited, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. Your key activities include developing, implementing, and executing compliance testing, continuous assurance, and...

  • Compliance Officer

    1 day ago

    Mumbai, Maharashtra, India Capstone People Consulting Full time

    We are seeking a highly motivated and experienced Compliance Officer at Capstone People Consulting to ensure our business processes adhere to relevant legal and internal guidelines. This role will involve reviewing employee work, developing company policies, and addressing policy violations.Key Responsibilities:Develop and implement an effective compliance...

  • Senior Compliance Risk Officer

    2 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job OverviewWe are seeking a skilled Senior Compliance Risk Officer to join our team at 12542 Citicorp Services India Private Limited in Mumbai. As a key member of our compliance department, you will be responsible for identifying and mitigating risks associated with regulatory compliance.

  • Risk Management Specialist

    1 day ago

    Mumbai, Maharashtra, India Mahindra Rise Full time

    Job Title: Risk Management Specialist - Compliance OfficerCompany OverviewMahindra Rise is a leading developer of innovative solutions. We are committed to delivering exceptional results and creating value for our stakeholders.About the RoleWe are seeking an experienced Risk Management Specialist - Compliance Officer to join our team. The successful...

  • IT Risk and Compliance Specialist

    6 days ago

    Mumbai, Maharashtra, India Cornerstone OnDemand Full time

    About Cornerstone OnDemandWe're a leading provider of cloud-based human capital management solutions.Salary Range$120,000 - $180,000 per annum, depending on experience and qualifications.About the RoleThis office-based position in Mumbai will be responsible for performing risk assessments and internal audits, including associated tasks such as risk...

  • Compliance Risk Manager

    13 hours ago

    Mumbai, Maharashtra, India Believe Full time

    Job SummaryWe are seeking a highly skilled Compliance Risk Manager to join our team at Believe. As a key member of our compliance team, you will play a crucial role in ensuring adherence to regulatory requirements and safeguarding our organization against risks.About the RoleThe ideal candidate will have a strong understanding of KYC/KYS regulations and GDPR...

  • Compliance Risk Manager

    3 weeks ago

    Mumbai, Maharashtra, India Société Générale Assurances Full time

    Compliance SpecialistAs a Compliance Specialist at Société Générale Assurances, you will be responsible for managing compliance risks and ensuring adherence to regulatory guidelines. Your key responsibilities will include:Supporting the Head of Compliance in managing compliance risks and implementing regulatory requirements.Handling all matters related...

  • Compliance Testing Officer

    2 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job DescriptionCiti is seeking a highly skilled Compliance Testing Officer to join our team in Mumbai. This role will be responsible for assessing compliance risks and controls implemented by the first and second line of defense, as well as performing risk assessments of Citi's compliance risks.Key Responsibilities:Developing, implementing, and executing...

  • Compliance Risk Assurance Specialist

    4 weeks ago

    Mumbai, Maharashtra, India 9478 Deutsche India Private Limited Full time

    Job Title: Compliance Risk Assurance SpecialistAt 9478 Deutsche India Private Limited, we are seeking a highly skilled Compliance Risk Assurance Specialist to join our team. The successful candidate will be responsible for providing assurance testing on the design and operating effectiveness of the businesses' control environment and adherence to applicable...

  • Compliance and Risk Management Lead

    4 weeks ago

    Mumbai, Maharashtra, India The LHR Group Full time

    Job Title: Compliance LeadAbout The LHR Group:The LHR Group is a leading fintech company backed by a large Indian conglomerate. We specialize in unsecured lending and are committed to maintaining the highest standards of compliance and regulatory excellence.Key Responsibilities:Compliance Management:Develop and implement compliance programs to ensure...

  • Regulatory Compliance and Risk Management Leader

    4 weeks ago

    Mumbai, Maharashtra, India Gen Re Full time

    Job Title: Chief Compliance and Risk OfficerYour Role:As the Chief Compliance and Risk Officer for Gen Re India Branch, you will report to the Chief Executive Officer of India Branch, Corporate General Counsel and Chief Risk Officer, GRAG Germany. You will lead the local regulatory compliance and risk function and also serve as the branch's Information...

  • Compliance Officer

    1 month ago

    Mumbai, Maharashtra, India HRhelpdesk Full time

    About the RoleThe Compliance Department at HRhelpdesk is seeking a highly skilled and experienced Compliance Officer to oversee the implementation of Compliance Policy and ensure adherence to regulatory guidelines. As a key member of the team, you will be responsible for disseminating and implementing regulatory guidelines, conducting compliance risk...

  • Compliance Risk Analyst

    3 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job Title:Compliance Analytics Intermediate AnalystJob Summary:Utility and compliance risk management are key to business success. As a Compliance Analytics Intermediate Analyst, you will be responsible for analyzing and aggregating compliance risk for the franchise, establishing key measurement methods for the assessment of Compliance Risk within the...

  • Chief Compliance and Risk Management Leader

    3 weeks ago

    Mumbai, Maharashtra, India Gen Re Full time

    Your RoleAs the Chief Compliance and Risk Officer for Gen Re India Branch, you will report directly to the Chief Executive Officer of India Branch and the Corporate General Counsel and Chief Risk Officer. You will be responsible for leading the local regulatory compliance and risk function, serving as the branch's Information Security Officer, and...