Regulatory Compliance Associate
4 days ago
Job Overview
">We are seeking a highly motivated Regulatory Compliance Associate to join our team at IQ-EQ. As a key member of our compliance team, you will be responsible for supporting and assisting investment adviser clients in providing regulatory compliance services.
">Key Responsibilities
">You will be working closely with leading private equity and hedge fund firms in the alternative asset industry to ensure compliance with federal securities laws and regulations. Your responsibilities will include:
">- ">
- Assisting with monitoring and maintaining compliance programs for clients to ensure compliance with federal securities laws, including the Investment Advisers Act of 1940;">
- Drafting regulatory policies and procedures;">
- Conducting quarterly forensic compliance program testing, including performing ongoing reviews based on clients' written policies and procedures;">
- Drafting and filing various regulatory filings for clients;">
Requirements
">To be successful in this role, you will need:
">- ">
- A Bachelor's degree;">
- Analytical, technical, and technology skills with proficiency in basic office software, including Excel and Word;">
- Strong organizational and problem-solving skills with attention to detail;">
- Strong oral and written communication skills;">
- The ability to work well in a fast-paced environment;">
- Ability to work independently, multi-task and prioritize effectively;">
- Highly motivated and goal-oriented individual who is dedicated to upholding first-class standards and exceptional customer service focus.">
About Us
">IQ-EQ is a leading provider of administration and advisory solutions to the global asset management industry. We have a strong reputation for delivering high-quality services to our clients, and we are committed to building long-term relationships with our customers.
">What We Offer
">In return for your hard work and dedication, we offer a competitive salary package that includes an estimated $60,000 - $80,000 per year, depending on experience and qualifications. You will also receive a comprehensive benefits package, including health insurance, retirement plan, and paid time off.
">How to Apply
">If you are a motivated and detail-oriented individual who is passionate about regulatory compliance, please submit your application, including your resume and cover letter, to us.
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