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Financial Services Auditor
2 weeks ago
Hiring a leading financial services firm for Mumbai location requires an experienced professional to perform comprehensive audits on broking operations. The role involves verifying adherence to regulatory requirements, analyzing trading practices, and identifying potential discrepancies.
Key responsibilities include:
- Conducting thorough audits of broking activities, including trading practices, client transactions, and account management.
- Evaluating the effectiveness of internal controls and risk management processes related to broking operations.
- Ensuring compliance with relevant regulations and industry standards, including financial market regulations and anti-money laundering (AML) requirements.
The ideal candidate will possess expertise in auditing techniques and procedures, as well as strong analytical and communication skills. They will also be able to develop and maintain relationships with clients and stay up-to-date with regulatory requirements and industry standards.
In this role, you will have the opportunity to make a significant impact on the success of our organization by providing high-quality audit services and ensuring compliance with regulatory requirements.