Corporate Governance Officer

7 days ago


Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 1,75,000 - ₹ 15,62,500
Job Overview

This is a highly motivated and dynamic role for a Company Secretary to join our team as the compliance officer for broking operations.

Responsibilities:
  • Ensure daily compliances with stock exchanges, depositories and other market intermediaries for broking, DP and related operations (including for listing of debt securities).
  • Manage interactions with Inspection, surveillance, enforcement and other departments of SEBI, exchanges and depositories.
  • Coordinate various auditors (internal audit, cyber audit, statutory audit etc) for mandatory compliances for broking and DP operations.
  • Prepare notices, agendas, and papers for board meetings, committees, and general meetings and arrange for the meetings.
  • Prepare minutes and follow up on action points suggested by Board/ Committee members in the meetings.
  • Be responsible for the efficient administration of a company, particularly with regard to ensuring compliance with statutory and regulatory requirements and for ensuring that decisions of the board of directors are implemented.
  • Drafting of regulatory policies, charters as applicable on the company, from time to time.
  • Track regulatory updates and implement relevant statutory amendments.
  • Timely filing of forms/returns, registering any document by and on behalf of the company.
  • Maintenance of secretarial records, statutory books and registers.
  • Compliance with respect to issue and transfer of securities.
  • Regulatory correspondence, drafting letters to regulators on a requirement basis, if any.
  • Assist in preparing Annual Return documents, Board's Report, etc.
  • Drafting/reviewing of standard legal agreements.


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