Compliance Officer

2 days ago


Ajmer, Rajasthan, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,20,00,000

Job Title: Compliance Officer

We are seeking a highly skilled and experienced Compliance Officer to join our team. In this role, you will be responsible for ensuring the company's compliance with all relevant regulatory requirements.

Key Responsibilities:

  • Disseminate relevant circulars and notifications issued by regulators on a daily basis to respective departments and track actionable items.
  • Settle client balances (fund/securities) and maintain knowledge of related processes.
  • Prepare documentation for AP registration/cancellation and maintain awareness of associated compliances.
  • Provide NEAT/CTCL terminal access and maintain records of usage.
  • Submit weekly/monthly/quarterly/half-yearly and annual regulatory returns to exchanges and handle day-to-day regulatory compliance.
  • Collaborate with exchanges, clients, and departments to resolve compliance-related issues.
  • Maintain accurate records of client transactions.
  • Prepare various applications/documentation in accordance with exchange rules and regulations.
  • Develop and maintain MIS systems.

Requirements:

  • Minimum 1.5 years of experience in broking or a related field.
  • Strong understanding of regulatory requirements and compliance procedures.
  • Excellent communication and interpersonal skills.
  • Ability to work effectively in a team environment.

Benefits:

  • Competitive salary and benefits package.
  • Ongoing training and development opportunities.
  • Opportunity to work with a dynamic and growing organization.

How to Apply:

Interested candidates should submit their updated resume for consideration.


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