
Conduct Market Abuse Investigations
3 days ago
The team is expanding rapidly due to evolving regulations, audit recommendations, and regulatory requirements.
We are looking for skilled professionals to review, analyze, and investigate market abuse trading activity and contribute to safeguarding financial markets.
Key Responsibilities:
- Review, analyze & investigate market abuse trading alerts as per guidelines.
- Document and upload analysis results for record-keeping with accuracy and timeliness.
- Use research tools for deeper investigations.
- Escalate suspicious activities for further investigation and report daily activities.
- Ensure timely and accurate escalation of alerts to Level 2 investigators.
- Comply with procedures, regulatory standards, and industry best practices.
- Collaborate with team members and stakeholders, adapting to changing procedures.
Technical Competencies:
- Experience in banking/financial industry (3+ years preferred).
- Strong understanding of capital markets and market abuse types.
- Analytical mindset with investigative skills to detect red flags.
Meet quality assurance (QA) standards and expected daily closure volumes. Our ideal candidate will possess a unique blend of technical and behavioral competencies.
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