Senior Financial Crimes Compliance Professional

As a senior professional in the field of financial crimes compliance, you will play a critical role in supporting our global compliance testing function. Your primary responsibility will be to assist and lead end-to-end compliance testing reviews, applying our bank's testing methodology for locations globally.

Key responsibilities include engaging directly with testing management and team leads, creating testing workpapers to evaluate the effectiveness of existing financial crimes frameworks, and working closely with stakeholders to understand business and functional requirements.

Additionally, you will engage review stakeholders during testing and monitoring reviews, provide credible challenges to ensure financial crimes controls are adequately evaluated, and play a leading role in financial crimes related projects.

Other key responsibilities include assisting in developing and maintaining quality control processes, driving central coordination, governance, and reporting, and applying in-depth subject matter and industry expertise in preparing/reviewing reports summarizing the objectives, scope, findings, and conclusions of completed testing.

You will also support management in the validation of Management Action Plans designed to address remediation efforts and testing review findings, play a leading role and provide guidance to Analysts in coordinating with Issues Management for monitoring and tracking resolution of testing findings, and monitor developments that may necessitate ad hoc testing.

Furthermore, you will play a key role in the development and enhancements to testing methodology, standards and procedures, Annual Test Plan, and testing tools, and support general compliance activities and other duties as assigned.

• Engage directly with testing management and team leads to assist and when required lead end-to-end compliance testing reviews.
• Apply the bank's testing methodology and create testing workpapers to evaluate the effectiveness of existing financial crimes frameworks.
• Work closely with key stakeholders to understand business and functional requirements.
• Engage review stakeholders during testing and monitoring reviews and provide credible challenges to ensure financial crimes controls are adequately evaluated.
• Play a leading role in financial crimes related projects and engage with global and regional compliance management in the implementation of a coordinated, consistent, and risk-based testing program.
• Assist in developing and maintaining quality control processes to drive adherence to Global Testing Standards.
• Drive central coordination, governance, and reporting, leveraging regional structures and best practices.
• Apply in-depth subject matter and industry expertise in preparing/reviewing reports summarizing the objectives, scope, findings, and conclusions of completed testing.
• Support management in the validation of Management Action Plans designed to address remediation efforts and testing review findings.
• Play a leading role and provide guidance to Analysts in coordinating with Issues Management for monitoring and tracking resolution of testing findings, including validating actions taken to resolve previously identified issues.
• Monitor developments, such as changes in the regulatory environment, financial crime/core compliance risks and industry developments which may necessitate ad hoc testing.
• Play a key role in the development and enhancements to testing methodology, standards and procedures, Annual Test Plan, and testing tools.