Compliance Director

The Compliance Director at Seven N Half is responsible for leading the compliance team and ensuring that our operations align with regulatory requirements. This includes developing and maintaining compliance policies, conducting compliance testing, and overseeing transaction monitoring.Key Responsibilities:Lead the compliance team to ensure effective...

Compliance Role DescriptionVirtuous Advisors & Resources Private Ltd (Virtuous Resources) is looking for an experienced AIF Compliance Director to oversee the development and implementation of regulatory frameworks for our Alternative Investment Funds (AIFs). This role will involve working closely with cross-functional teams to ensure end-to-end regulatory...

**Job Description:**Covenant Consultants is seeking a Director of Accounting and Compliance to join our team. This role requires a strong understanding of financial operations, leadership, and analytical skills.**Key Responsibilities:**Manage the finance operations of Covenant Consultants, including accounting, reporting, and compliance.Oversee the...

Compliance Officer Job Description We are seeking a diligent, law-abiding, ethical, and meticulous Compliance Officer to fill this key role. Key Responsibilities: Ensure end-to-end compliance with the Companies Act 2013 and all relevant capital market intermediary regulations. Manage audit and other requirements related to the company's license/membership...

About the RoleThe Director of Sustainability and Compliance will report directly to the GDC Global EHS Lead and be accountable for the development and management of GDC-India environmental & occupational health, safety management system (EHS-MS).This role will require a consistent and effective structure through policies, guidelines and processes that are...

We are looking out for a diligent, law-abiding, ethical, and meticulous Compliance Officer to join our team.Candidate shall be responsible for:Ensuring end to end compliance with provisions of the Companies Act 2013 and all acts / regulations pertaining to capital market intermediaries.Managing the Audit and other requirements of the license / membership...

**About Us:**We are a reputable chemical manufacturing company committed to delivering high-quality products while upholding the highest standards of corporate governance and regulatory compliance.In this critical role, you will be responsible for ensuring that our company maintains its excellent reputation by adhering to best practices in corporate...

Role- Compliance HeadReporting structure for the position- Managing DirectorJob Description- SEBI Stock Broking, PMS, Investment Advisors, Insider Trading related compliances- Provide training for Anti Money Laundering Standards to all Staff members- Ensuring compliance with the Code of Conduct for Prevention of Insider Trading- Answering any compliance...

Job DescriptionThis job is with Standard Chartered Bank, an inclusive employer and a member of myGwork the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.Job Summary- This role serves as an Independent Compliance Testing reviewer and is responsible for the assessment of the compliance with local...

Role- Compliance HeadReporting structure for the position- Managing DirectorJob DescriptionSEBI Stock Broking, PMS, Investment Advisors, Insider Trading related compliancesProvide training for Anti Money Laundering Standards to all Staff membersEnsuring compliance with the Code of Conduct for Prevention of Insider TradingAnswering any compliance related...

Role Compliance SpecialistLocation MumbaiLife Unlimited At Smith Nephew we design and manufacture technology that takes the limits off living Are you interested in Compliance portfolio Then this is the role you should apply We are seeking for a compliance Specialist as the role supports implementation of global policies and other procedures across the...

Great that you're thinking about a career with BSI Purpose of the position To work closely with the Technical and Compliance team. Support, monitor and assist with the development and changes in the processes. To achieve excellent customer service to BSI's internal & external customers. Key Responsibilities: Ensure the review process is accurately...

Years of Experience: 1-2 years Required Qualification: Pursuing/Completed Company Secretary Course COMPLIANCE DUTIES: To handle secretarial work like maintenance and updation of statutory registers, minutes books, filing of records etc; Reviewing Notices, Agendas and Minutes of all types of meetings; Assisting and Convening of board meetings, EGMs, Committee...

Job RequirementsWe are seeking a highly skilled Compliance and Risk Officer to join our team at Smart Moves Consultants.About the Role:Manage and oversee the company's compliance and risk management functions, ensuring compliance with regulatory requirements.Provide advisory support to the Board of Directors, ensuring timely communication of AGM/EGM notices...

This job is with MSD, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.Job DescriptionManager- Legal and CompliancePosition Overview - Basic Functions & ResponsibilityThe primary responsibility for this role will be to provide support to the legal and...

Job Title: Compliance AssistantAbout 1 Finance:At 1 Finance, we're dedicated to delivering exceptional financial services. Our team works tirelessly to ensure compliance with regulatory requirements and provide top-notch support.Job Summary:We're seeking a skilled Compliance Assistant to join our team. As a key member of our corporate governance unit, you'll...

Years of Experience: 1-2 yearsRequired Qualification: Pursuing/Completed Company Secretary CourseCOMPLIANCE DUTIES:To handle secretarial work like maintenance and updation of statutory registers, minutes books, filing of records etc;Reviewing Notices, Agendas and Minutes of all types of meetings;Assisting and Convening of board meetings, EGMs, Committee...

About Dentsu India: Dentsu international comprises of six leadership brands - Carat, dentsu X, iProspect, Isobar, dentsuMB and Merkle Sokrati, each supported by its specialist divisions and scaled services. With best-in-class services and solutions in Media, Customer Experience Management (CXM), and Creative, dentsu international operates in over 145 markets...

About the Job:We are seeking a highly skilled Senior Compliance Manager to join our team at GCC Exchange. This role will involve working closely with senior management and global teams to develop, implement, and monitor compliance policies across various domains.Main Responsibilities:Design and execute compliance training programs for employeesManage...

About Dentsu India:Dentsu international comprises of six leadership brands - Carat, dentsu X, iProspect, Isobar, dentsuMB and Merkle Sokrati, each supported by its specialist divisions and scaled services.With best-in-class services and solutions in Media, Customer Experience Management (CXM), and Creative, dentsu international operates in over 145 markets...