Chief Regulatory Compliance Specialist

Job Title:Compliance Officer RoleThe Compliance Operations Specialist plays a key role in ensuring adherence to regulatory guidelines, managing inspections, investor complaints, surveillance alerts, and compliance reporting. This position requires close coordination with multiple departments to maintain high standards of governance, investor protection, and...

Regulatory Affairs SpecialistWe are seeking a detail-oriented Regulatory Affairs specialist to support end-to-end submissions for global markets.The ideal candidate will have experience in managing initial submissions, variations, and full lifecycle management deliverables for global markets.The successful candidate will be responsible for preparing...

Job Title: Compliance ManagerThis role will be responsible for ensuring the company's compliance with all regulatory requirements.Key Responsibilities:Understanding of Peak margin, Quarterly settlement, MTF, CUSIP process to address queries/alerts from the Exchange.Handling of Audits mandated by NSE and BSEImplementing latest circulars issued by...

Strategic Policy LeaderThis role focuses on shaping the regulatory strategy, influencing external environments and driving internal alignment.The successful candidate will act as a strategic analyst and execution partner to senior leadership, contributing to industry-shaping policies and growth of a dynamic company.Job Responsibilities:Develop and articulate...

Leading Fund Management Firm as a Senior Manager/Chief Manager-Compliance - AIF/PMS/Fixed IncomeOverview of the Position:This is an opportunity to lead our fund management firm's compliance department as a senior manager/chief manager-compliance. You will be responsible for coordinating with clients, resolving regulatory queries, and ensuring compliance with...

Key Responsibilities:We are looking for someone to disseminate relevant regulatory announcements and track their implementation. This involves maintaining a monitoring system for actionable items and ensuring adherence to these announcements.The ideal candidate will have brief knowledge of client settlements, specifically handling fund and security...

EHS Specialist with COTS and WERCS">We are seeking a highly skilled EHS Specialist to join our team, responsible for implementing and monitoring WERCS in accordance with regulatory requirements.">Key responsibilities include:">Determine and implement compliance strategies for WERCS">Lead as a technical representative to assist stakeholders and business...

Job Overview:We are seeking an experienced Regulatory Affairs expert with expertise in pharmaceutical and medical device regulatory compliance. The role involves preparing, reviewing, and submitting regulatory documentation to global health authorities, ensuring adherence to applicable regulations (FDA, EMA, ISO 13485, ICH guidelines). The ideal candidate...

Job Opportunity: Regulatory Compliance ExpertiseOverviewWe are seeking a skilled Regulatory Specialist to join our team. The ideal candidate will have strong expertise in the power sector and be able to analyze complex data to inform decision-making.The successful candidate will be a strategic thinker with excellent communication and interpersonal skills,...

Financial Compliance SpecialistJob Title: Financial Compliance SpecialistThis role requires strong organizational skills and attention to detail to ensure timely and accurate financial operations. You will work closely with clients and internal teams to provide efficient business establishment solutions, legal licensing, and post-incorporation compliance...