Corporate Compliance Specialist

1 day ago


Delhi, Delhi, India beBeeCompliance Full time ₹ 15,000 - ₹ 25,000

About Us:

Dugain Advisors LLP is a boutique consultancy led by experienced professionals with 14+ years of experience in Big 4 and Fortune 500. Our services include startup advisory, funding, compliance, valuations, M&A, India Entry, Risk & Due Diligence, CFO support.

We follow a system-based, process-driven approach.

Role Overview:

The role involves working directly with founders and senior management on live exposure to M&A, VC funding transactions, secretarial compliances, corporate law, and NCLT/IBC matters.

Key Responsibilities:

  • Mergers & Acquisitions (M&A) and Venture Capital (VC) Transactions

• Conduct compliance due diligence for VC transactions.

• Review and draft issue/allotment documents for securities (rights issue, private placement, buyback, preferential allotments).

• Lead compliance for VC funding transactions.

• Advise foreign companies on establishing presence in India.

• Handle compliance for ESOPs & phantom stocks.

• Strike off companies under Fast Track Exit Scheme.

• Implement systems to enhance organizational compliance management.

• Stay updated on regulatory changes & advise clients on compliance risks.

General Company Secretary (CS) Work

• Convene & conduct Board, Committee, AGM, EGM & investor meetings, with complete documentation.

• Draft and maintain notices, resolutions, minutes, statutory registers & annual reports.

• Ensure accurate & timely MCA filings (forms, returns, statutory compliance).

• Handle compliance for director entry/exit, change in name/object, capital structuring.

• Maintain statutory records of directors, members & shareholders.

• Ensure policies comply with latest regulations & secure necessary approvals.

• Assist in IBC cases before NCLT/NCLAT.

• Draft replies, issue legal notices & assist in litigation (recovery, cheque bounce, IP disputes).

Team & Stakeholder Management (for Semi-Qualified CS role)

• Manage & guide team members for timely, high-quality deliverables.

• Coordinate with clients, investors & regulators for effective compliance communication.

• Collect & analyze information to support compliance & advisory projects.



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