Senior Securities Law Specialist

2 days ago


Mumbai, Maharashtra, India beBeeRegulatory Full time ₹ 1,80,00,000 - ₹ 2,50,00,000
Senior Securities Law Specialist

Job Overview:

  • Expert in interpreting and implementing securities regulations, with a focus on SEBI Act, SCRA, SCRR, LODR, ICDR, PIT, SAST, SECC, and delisting procedures.
  • Oversee the processing of listing applications, ensuring compliance with relevant regulations and guidelines.
  • Develop and implement strategies to address non-compliant companies, in line with established SOPs.
  • Conduct in-depth analysis of company disclosures for surveillance alerts, collaborating closely with the BSE Surveillance team.
  • Design and implement automation solutions for the listing function.
  • Work closely with the IT team to ensure seamless website disclosures and electronic filing platform operations.
  • Collaborate with the NSE team on common listings and participate in SEBI committee meetings to drive policy-level changes.
  • Provide thought leadership on regulatory matters and build strong relationships with the SEBI CFD team.
  • Lead the IPO process for SME Listings, including reviewing draft documents, basis of allotment, and listing of securities.

Key Qualifications:

  • CS + LLB degree with experience in listed company compliance.
  • Proficiency in SEBI LODR, ICDR, PIT, and SAST regulations.
  • Strong drafting and interpretational skills.
  • Effective management and team leadership capabilities.
  • Data analytics expertise.

Why this role?

  • Be part of a dynamic team driving regulatory excellence.
  • Contribute to shaping policies and practices that impact the market.
  • Enjoy a collaborative work environment with opportunities for growth.


  • Mumbai, Maharashtra, India beBeeLegal Full time ₹ 1,04,000 - ₹ 1,30,878

    Corporate Legal SpecialistJob Description:We are seeking a Corporate Legal Specialist to join our team. The successful candidate will be responsible for providing legal support and guidance to our business teams across various product offerings.Key Responsibilities:Provide documentation and advisory support to the SME, mortgages (including builder financing)...


  • Mumbai, Maharashtra, India YES SECURITIES Full time

    Job DescriptionAbout YES Securities (India) LimitedYES Securities (India) Limited is a forward-looking financial services provider, grounded in customer-centricity, technological innovation, and regulatory excellence. We provide secure, compliant trading and investment solutions for a diverse client base.Position SummaryThe Compliance Manager will be...


  • Mumbai, Maharashtra, India EAGLE LAW AND EQUITY LLP Full time

    Job DescriptionCompany DescriptionEagle Law and Equity LLP is a full-service law firm that understands that our clients are humans first, who are faced with personal or professional legal issues. Our focus is to offer fresh perspectives and deliver meaningful solutions to their personal or professional legal issues. We endeavor to maintain a constructive,...


  • Mumbai, Maharashtra, India beBeeTax Full time ₹ 15,00,000 - ₹ 25,00,000

    Seeking a seasoned tax law professional to join our team in providing expert advice on direct and corporate tax matters.About the RoleAs a Senior Associate, you will advise clients on complex tax issues, draft legal opinions, conduct tax due diligence for M&A and corporate transactions, and develop tax structuring and compliance strategies.A key requirement...


  • Mumbai, Maharashtra, India beBeeTaxation Full time ₹ 15,00,000 - ₹ 25,00,000

    Job Title:Senior Finance and Taxation SpecialistAbout the Role:We are seeking a highly skilled Senior Finance and Taxation Specialist to join our team in Mumbai.This role involves managing direct and indirect taxation independently, ensuring compliance with income tax, GST, and other statutory laws.The ideal candidate will have hands-on experience with...


  • Mumbai, Maharashtra, India beBeeSecurity Full time ₹ 18,00,000 - ₹ 25,10,000

    Secure your future with a challenging and rewarding career as a Cyber Security Specialist. In this role, you will be responsible for ensuring the security and compliance posture of our organization by performing audits, certification programs, and control assessments.Conduct thorough audits and certification programs to identify areas of improvement and...


  • Mumbai, Maharashtra, India HDFC securities Full time

    Role: Senior Business Analyst Location: Kanjurmarg, Mumbai Years of experience : 8-10 years Education: B.E/ B.Tech/ BCA/ MCA About Us: HDFC securities is one of the leading stock broking companies in India and a subsidiary of HDFC


  • Mumbai, Maharashtra, India beBeeProfessional Full time ₹ 12,00,000 - ₹ 18,00,000

    Job Opportunity: Senior Legal ManagerJob Description:The Senior Legal Manager will be responsible for drafting and vetting various documents related to loan assignments, legal notices under the SARFAESI Act 2002.Having adequate knowledge of DRT Act, SARFASI Act, IBC 2016 and other relevant laws pertaining to banking and financial institutions.The ideal...

  • Yes Securities

    2 days ago


    Mumbai, Maharashtra, India Yes Securities Limited Full time

    Position Title : Senior Research Analyst (Sector agnostic) Work Experience : Minimum 4 years of work-exp.Department : Equity Research - AIF Fund Management DeskWork Location : Mumbai Responsibilities : Managerial Responsibilities:- Product ownership for engaging with multiple stakeholders & understanding the regulations as per SEBI regulations for AIF fund...


  • Mumbai, Maharashtra, India ECONOMIC LAWS PRACTICE Full time

    Associate/Senior Associate - Indirect Tax Litigation & Advisory role and responsibilities:- Good analytical skills with the ability to research on Indirect Tax / GST databases.- Knowledge of case laws with relevant legal framework, a good understanding of regulatory updates and a basic understanding of its impact on the assigned clients.- Good command over...