
Senior Securities Law Specialist
2 days ago
Job Overview:
- Expert in interpreting and implementing securities regulations, with a focus on SEBI Act, SCRA, SCRR, LODR, ICDR, PIT, SAST, SECC, and delisting procedures.
- Oversee the processing of listing applications, ensuring compliance with relevant regulations and guidelines.
- Develop and implement strategies to address non-compliant companies, in line with established SOPs.
- Conduct in-depth analysis of company disclosures for surveillance alerts, collaborating closely with the BSE Surveillance team.
- Design and implement automation solutions for the listing function.
- Work closely with the IT team to ensure seamless website disclosures and electronic filing platform operations.
- Collaborate with the NSE team on common listings and participate in SEBI committee meetings to drive policy-level changes.
- Provide thought leadership on regulatory matters and build strong relationships with the SEBI CFD team.
- Lead the IPO process for SME Listings, including reviewing draft documents, basis of allotment, and listing of securities.
Key Qualifications:
- CS + LLB degree with experience in listed company compliance.
- Proficiency in SEBI LODR, ICDR, PIT, and SAST regulations.
- Strong drafting and interpretational skills.
- Effective management and team leadership capabilities.
- Data analytics expertise.
Why this role?
- Be part of a dynamic team driving regulatory excellence.
- Contribute to shaping policies and practices that impact the market.
- Enjoy a collaborative work environment with opportunities for growth.
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