Chief Regulatory Compliance Specialist

1 day ago


Madurai, Tamil Nadu, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000
Job Description

As a key member of our organization, you will play a pivotal role in ensuring adherence to regulatory requirements and industry standards.

  • Understand and address queries/alerts from exchanges related to peak margin, quarterly settlement, multilateral trading facility, and centralised universe security identification processor processes.
  • Handle audits mandated by national stock exchanges and bourses, implementing latest circulars issued by securities and exchange board of india/exchanges/depositories/pension fund regulatory and development authority, and timely follow-up with stakeholders.
  • Prepare and disseminate compliance calendars to stakeholders, ensuring timely submission.
  • Oversee on-site and off-site inspections of securities and exchange board of india/stock exchanges, maintaining monthly governance dashboards, and discussing them with management.

You will also be responsible for liaising with exchanges and internal teams, handling additional compliances like segment activation, and software approvals. Your role will be crucial in building new products and processes.



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