Corporate Compliance Expert

6 days ago


Cochin, Kerala, India beBeeCompliance Full time ₹ 10,00,000 - ₹ 15,00,000
Compliance Specialist Job

The ideal candidate for this position will have expertise in regulatory compliance and be skilled in effectively disseminating information to various departments.

Key Responsibilities:

  • Disseminate relevant regulatory circulars and notifications daily to respective departments and track actionable items for implementation/adherence.
  • Settle client balances (funds/securities) and maintain knowledge of settlement procedures.
  • Prepare documentation for AP registration/cancellation and maintain knowledge of AP-related compliances.
  • Provide NEAT/CTCL terminals and maintain related MIS.
  • Submit weekly/monthly/quarterly/half-yearly and annual regulatory returns to exchanges and handle day-to-day regulatory compliance.
  • Coordinate with exchanges, clients, and departments for compliance-related issues.
  • Maintain recording data of client transactions.
  • Prepare various applications/documentation as per exchange rules and regulations and maintain MIS.


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