Compliance Officer

Compliance Officer Job Description We are seeking a diligent, law-abiding, ethical, and meticulous Compliance Officer to fill this key role. Key Responsibilities: Ensure end-to-end compliance with the Companies Act 2013 and all relevant capital market intermediary regulations. Manage audit and other requirements related to the company's license/membership...

This job is with Morningstar, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. The Team Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program...

Job Summary:The RTA Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance with SEBI (or relevant regulatory body) guidelines, investor grievance handling, reporting, audits, and internal...

We are looking for a Compliance Officer. Who is familiar with SEBI (DT, AIF, REIT, InvIT) Regulations. - Candidate has to ensure discharge of Trustee's responsibilities under the above SEBI Regulations.- Candidate should be interacting with SEBI officials for submitting responses in current role. - Candidate should be in the role of compliances to SEBI...

We are looking for a Compliance Officer. Who is familiar with SEBI (DT, AIF, REIT, InvIT) Regulations. - Candidate has to ensure discharge of Trustee's responsibilities under the above SEBI Regulations.- Candidate should be interacting with SEBI officials for submitting responses in current role. - Candidate should be in the role of compliances to SEBI...

We are looking out for a diligent, law-abiding, ethical, and meticulous Compliance Officer to join our team.Candidate shall be responsible for:Ensuring end to end compliance with provisions of the Companies Act 2013 and all acts / regulations pertaining to capital market intermediaries.Managing the Audit and other requirements of the license / membership...

Job OverviewAs a key member of the Talent Leads Consultants team, the successful candidate will be responsible for assisting in matters related to compliance management. This role plays a crucial part in maintaining the organization's reputation through adherence to regulatory requirements.Key Responsibilities:Maintain up-to-date knowledge of regulatory...

The Executive Centre is seeking a Compliance Officer to join its team in Mumbai, India. As a key member of the audit team, you will be responsible for ensuring that our Company's compliance with relevant regulations and laws is maintained.You will identify and assess key risks and internal controls related to business processes, financial reporting,...

**About Us:**The Management Recruitment Group is a leading Real Estate organisation into diversified businesses. Our company operates in a dynamic, multi-industry environment, requiring innovative financial solutions to drive growth and profitability.Job Requirements:A bachelor's degree in finance or accounting.Proven experience in financial leadership...

Job Summary:The RTA Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance with SEBI (or relevant regulatory body) guidelines, investor grievance handling, reporting, audits, and internal...

About Us: Nine ALPS Opportunities Fund is a Category II Alternative Investment Fund (AIF ) focused on investing in high-quality pre-IPO and high-growth SME companies. As a key player in the financial ecosystem, we adhere to strict regulatory and compliance frameworks, ensuring transparency and efficiency in our investment operations. Job Summary: We seek...

Compliance Officer For SEBI Regulated Business the Company: Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India Singapore & Dubai, with over 20000 crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver...

Compliance Officer For SEBI Regulated Business the Company: Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India Singapore & Dubai, with over 20000 crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver...

IT Governance and Compliance Officer Job SummaryWe are seeking a highly motivated IT Governance and Compliance Officer to join our team at RightMatch HR Services Private Limited. The successful candidate will be responsible for ensuring that all IT-related activities, processes, and procedures comply with relevant laws, regulations, and industry...

Job DescriptionAbout Us:Our Firm is a high-frequency trading firm specializing in algorithmic trading and quantitative strategies. We are committed to maintaining the highest standards of integrity, regulatory compliance, and operational excellence.Job Overview:We are seeking a highly skilled Compliance Officer with at least 2 years of experience in the...

Job Overview:The Company Compliance Officer will play a critical role in ensuring the company's compliance with relevant laws and regulations. This includes monitoring changes in legislation, submitting necessary filings, and providing advice to the board of directors on compliance matters.Main Responsibilities:Monitoring changes in relevant legislation and...

**Job Overview**Nuvama Group is seeking a skilled Investment Compliance Officer to join our team. As an Investment Compliance Officer, you will be responsible for ensuring that all regulatory requirements are met and that the company maintains a strong compliance culture.**Key Responsibilities:**Maintaining accurate records of all regulatory correspondence...

Job OverviewThe Compliance Officer role at Purplle involves ensuring that all company activities are conducted in accordance with applicable laws and regulations. Key responsibilities include tracking related parties, formulating or amending policies and charters, administering ESOP, and staying updated with changes in laws impacting the company's...

About Worldline We help businesses of all shapes and sizes accelerate their growth journey - quickly, simply, and securely. Our technology powers the growth of millions of businesses across 5 continents. We are committed to helping our people accelerate their careers. The Opportunity As a Compliance Officer, you will ensure that our organization adheres to...

We are seeking a Compliance Monitoring Officer to join our team at Kotak Mahindra Bank Limited. The successful candidate will be responsible for ensuring the effective management of operational risk across the organization.Key ResponsibilitiesThe Compliance Monitoring Officer will be responsible for:Maintaining awareness of operational risk management...