Operations Control and Compliance Officer

This job is with Morningstar, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. The Team Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program...

This job is with Morningstar, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. The TeamMorningstar's Conflicts of Interest team is part of the Global Control function within the Compliance...

Job Description:Reporting Relationship: Chief Operating Officer- Purpose of the Job - Ensure compliance with SEBI and statutory requirements for AIF and PMS operations. - Monitor regulatory changes, maintain internal controls, and manage records to safeguard the firm's reputation.Key Responsibilities - Regulatory Compliance & Risk Management:- Enforce SEBI...

Job Description:Reporting Relationship: Chief Operating Officer- Purpose of the Job - Ensure compliance with SEBI and statutory requirements for AIF and PMS operations. - Monitor regulatory changes, maintain internal controls, and manage records to safeguard the firm's reputation.Key Responsibilities - Regulatory Compliance & Risk Management:- Enforce SEBI...

Company OverviewCubical Operations is a leading provider of Governance, Risk and Compliance (GRC) services, helping organizations navigate complex regulatory landscapes and ensure operational excellence.

About Us: Nine ALPS Opportunities Fund is a Category II Alternative Investment Fund (AIF ) focused on investing in high-quality pre-IPO and high-growth SME companies. As a key player in the financial ecosystem, we adhere to strict regulatory and compliance frameworks, ensuring transparency and efficiency in our investment operations. Job Summary: We seek...

**Overview**Bank of America's Global Business Services team is responsible for delivering Technology and Operations capabilities to support our Lines of Business and Staff Support Functions. We are seeking a highly skilled Regulatory Compliance Officer to join our team.**Key Responsibilities**Develop and implement effective regulatory compliance strategies...

Our client is World's leading Luxury Real Estate firms. They possess premium ultra-luxury asset classes across real estate and hospitality sectors on Pan-India level. Ideal Profile: Currently working as Head of Compliance/ Chief Compliance Officer position. Industry: Real Estate, Construction, Project Management, Interior Turnkey/Fit Out, Infrastructure,...

Our client is World's leading Luxury Real Estate firms. They possess premium ultra-luxury asset classes across real estate and hospitality sectors on Pan-India level. Ideal Profile: Currently working as Head of Compliance/ Chief Compliance Officer position. Industry: Real Estate, Construction, Project Management, Interior Turnkey/Fit Out, Infrastructure,...

Job DescriptionJob descriptionSome careers open more doors than others.If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...

Job Description- Opportunity to lead compliance function- Opportunity to work with highly experienced and exceptional leadership teamJob Description- Develop and implement company policies and regulations.- Oversee all business operations relating to compliance including policies, investments, and procedures.- Review and evaluate company procedures and...

Job DescriptionCubical Operations is seeking a highly skilled and experienced GRC professional to fill this critical role. Key responsibilities include:Conducting in-depth risk assessments and developing tailored mitigation strategiesDesigning and implementing effective GRC frameworks, ensuring compliance with relevant regulations and standardsProviding...

job detailsClient is a a leading MNC in Media Industry Job title Associate Operational Controller Responsibilities Support the local controllership function and lead the local Operational Controlling team provide financial oversight on the local business Ensure compliance with all relevant laws regulations and accounting standards Ensure adequate...

Controller of Assurance and ComplianceCRIF seeks a seasoned Controller of Assurance and Compliance to oversee the implementation of control measures to manage customer consent in accordance with RBI requirements. This role involves working closely with fintech clients to ensure they follow secure processes for customer consent validation and management.Key...

Company OverviewImagicaaworld Entertainment is a leading player in the entertainment industry, offering a unique blend of thrill and fantasy. We are committed to providing our guests with unforgettable experiences that leave them smiling. Our team of experts works tirelessly to create immersive environments that transport visitors to new dimensions.Job...

Job OverviewAQM Technologies Private Limited seeks an experienced Senior Accounts Executive to join its team. As a key member of the organization, this role will be responsible for ensuring the effectiveness of internal controls, financial systems, and operational processes.About the RoleThe successful candidate will have expertise in risk assessment, audit...

Luxury Real Estate Compliance Lead We are seeking a seasoned compliance professional to lead our luxury real estate operations across India. The ideal candidate has extensive experience in senior compliance roles and expertise in real estate regulations. Key Responsibilities: Compliance Program Leadership : Design and implement a comprehensive compliance...

Job DescriptionJob RequirementsRole/Job Title Compliance ManagerFunction/Business Unit - ComplianceJob PurposeThe role entails the responsibility to support Compliance Manager in ensuring bank&aposs policies and procedures comply with regulatory and ethical standards. It includes evaluating all current and new compliance regulations, reviewing bank&aposs...

This role serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the...

**Role Overview:**We are seeking a seasoned professional with a strong background in Operations Risk Management, Internal Audit, or Compliance Monitoring within the banking industry.The ideal candidate will possess in-depth knowledge of UK regulatory frameworks, particularly those set by the Financial Conduct Authority (FCA).This role involves proactively...