
Senior Regulatory Affairs Specialist
2 days ago
This position involves providing administrative support to the Compliance team in managing various aspects of compliance operations.
- Managing correspondence with regulatory bodies, including inward and outward SEBI communications.
- Tracking and escalating SEBI notifications and disseminating guidelines as needed.
- Maintaining a list of members authorized to act on behalf of the organization or receive demand drafts.
- Monitoring Financial Intelligence Unit (FIU) alerts and disseminating relevant information to stakeholders.
- Organizing and managing Anti-Money Laundering (AML) compliances and related documentation.
- Providing general administrative support and assistance in high-priority compliance initiatives.
- Drafting agendas for senior management meetings.
- Supporting the Chief Compliance Officer (CCO) in their duties.
Requirements:
- A postgraduate degree from a reputable institution.
- Minimum 6-8 years of relevant work experience.
- Strong understanding of regulatory functions and administration.
- Familiarity with exchange ecosystems and operations.
- Able to interpret compliance and regulatory knowledge.
- Proficient in Microsoft Office applications, particularly Excel and PowerPoint.
- Excellent attention to detail, process-driven, high integrity, responsive, effective communicator, and attentive to stakeholder needs.
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