
Membership Compliance Specialist
2 weeks ago
The role of a Compliance Officer is to ensure that all activities related to membership compliance are carried out in accordance with the Exchange and SEBI norms.
The key areas of responsibility include scrutinizing and processing applications for change in directors, screening all applications related to change in director details, shareholding/DPG patterns, constitution/re-constitution of partnership firms, and transfer of membership.
Additionally, the Compliance Officer will be responsible for maintaining records, updating control sheets, and following up with members via mail and phone calls.
The successful candidate will have 3-4 years of work experience in securities/capital markets, financial services, mutual funds, or insurance companies.
A Chartered Secretary (CS), Chartered Accountant (CA), or Master of Business Administration (MBA) from a reputable institute/university is required. Analytical ability and attention to detail are essential skills for this role.
Good execution skills and strong communication skills are also necessary for effective collaboration with various teams.
Functional competencies required include MS Office, preferably with good Excel skills.
Required Skills and QualificationsPreferred Qualifications:
- Chartered Secretary (CS), Chartered Accountant (CA), or Master of Business Administration (MBA)
Desirable Experience:
- 3-4 years of work experience in securities/capital markets, financial services, mutual funds, or insurance companies
Essential Skills:
- Analytical ability
- Attention to detail
- Good execution skills
- Strong communication skills
Functional Competencies Required:
- MS Office
- Excel skills
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