
Senior Regulatory Advisor
6 days ago
Role Overview:
The Compliance Officer will be responsible for ensuring that our organisation's activities are in line with relevant regulations and laws.
Key Responsibilities:
- Monitor ongoing compliance and reporting as required under SEBI AIF and PMS regulations.
- Liaise with regulators for PMS, AIF compliance and queries.
- Review and prepare Private Placement Memorandum and amendments.
- Coordinate with service providers and vendors for compliance-related matters.
- Interact with auditors and external parties for regulatory requirements.
- Monitor changes in SEBI regulations to ensure organisational practices remain up-to-date and compliant.
- Develop, implement, and manage organisational compliance policies and procedures.
Essential Skills and Qualifications:
- Excellent interpersonal and communication skills.
- Strong client relationship skills.
- Collaborative approach.
- Excellent MS Office skills (Word, PowerPoint, & Excel).
- Excellent English communication skills (oral and written).
Desirable Qualification: Graduate or Postgraduate degree in Law is preferred.
Desirable Experience: Minimum 3-5 years of experience handling compliance, legal functions in allied industries (AIF/PMS) with knowledge of SEBI AIF & PMS Regulations.
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