Senior Regulatory Advisor

6 days ago


Agra, Uttar Pradesh, India beBeeCompliance Full time ₹ 10,77,120 - ₹ 15,10,400
Compliance Officer Job Description

Role Overview:

The Compliance Officer will be responsible for ensuring that our organisation's activities are in line with relevant regulations and laws.

Key Responsibilities:

  • Monitor ongoing compliance and reporting as required under SEBI AIF and PMS regulations.
  • Liaise with regulators for PMS, AIF compliance and queries.
  • Review and prepare Private Placement Memorandum and amendments.
  • Coordinate with service providers and vendors for compliance-related matters.
  • Interact with auditors and external parties for regulatory requirements.
  • Monitor changes in SEBI regulations to ensure organisational practices remain up-to-date and compliant.
  • Develop, implement, and manage organisational compliance policies and procedures.

Essential Skills and Qualifications:

  • Excellent interpersonal and communication skills.
  • Strong client relationship skills.
  • Collaborative approach.
  • Excellent MS Office skills (Word, PowerPoint, & Excel).
  • Excellent English communication skills (oral and written).

Desirable Qualification: Graduate or Postgraduate degree in Law is preferred.

Desirable Experience: Minimum 3-5 years of experience handling compliance, legal functions in allied industries (AIF/PMS) with knowledge of SEBI AIF & PMS Regulations.



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