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RTA – Operations – Mutual fund

2 months ago

mumbai, India Arin Consultancy Private Limited Full time

Location : Mumbai

Function : RTA – Operations

Qualifications:

Bcom or MBA in Finance.

Work Experience (highlight):

3+ years’ experience in the Mutual Fund Industry Knowledge of SEBI and AMFI regulations applicable to asset management industry.

Core Purpose of the Role:

Execution of Commercials and Non-commercial transactions by investor / distributor on timely basis. Allotment of units on timely basis. Proper calculation of brokerages and timely payment of the same. Monitoring Investor Service/ transaction service & distributor service Mail & reply Implementation of SEBI / AMFI circulars with RTA Closely co-ordination of RTA related to transactions. Resolving investor grievance / complaints on timely basis. Co-ordination with branches. Maintenance of time stamp machines of all branches Co-ordination of channel partner / exchange for smooth processing of transactions. Agreement with Channel Partner/RIA. Updating of website / online portal due to any regulatory changes. Preparing Ad-hoc reports based on internal / Top management requirement. Ensure proper transactions process during NFO period. Managing Audit (Internal / statutory)

Skills:

Knowledge of SEBI / AMFI regulation. Knowledge of capital and derivative market. Good in MS-excel. Good communication and interpersonal skills.