Executive - Controls & Compliance

6 hours ago


pune, India Tata Motors Global Services Limited Full time

Roles & Responsibilities


  • Perform control testing (design and operating reviews) – Control testing under SoX and ICoFR (TOD and TOE)


  • Responsibility of managing controls documentation under the controls framework in line with best practices and as required under applicable regulations


  • Remediation management for all controls across all Group entities under SoX and ICoFR regulations


  • Provide support in defining and managing effective internal control framework for the Business tower under Indian companies Act as well as SOX requirements


  • Driving Dashboard reporting and audit efficiencies for the Business tower in alignment with the IT Tower


  • Work with stakeholders (internal and external) to resolve problems; answers questions; Reviews work flow processes; provides continuous process improvement suggestions


  • Manage a team of SOX testers and ensure delivery of audit program with high quality standards; conduct performance reviews; aid career progression


Educational Qualification

  • Graduate, B.Com, M.Com or MBA (Finance).
  • Professional certification relating CIA, CISA, and DISA, CSOE or SOX related certification is an added advantage.
  • SAP certification is an added advantage


Skills & Competencies


  • Total experience of 1 year in SOX testing/ Risk and Controls/ Internal Audit.
  • Worked on business control testing / internal audit projects individually as well as part of larger teams.
  • Performed test of design and operative effectiveness in a complete audit cycle.
  • Managed multiple stakeholders / senior management to agree on risk based issues and remediation.

Added advantage

  • Experience of managing small teams.
  • Worked on international SOX testing programme or specific ICOFR programmes.
  • Experience of working in Big 4 / cross border control testing teams.

Performed risk based control testing with SAP as the primary ERP.



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