
Executive - Controls & Compliance
11 hours ago
Roles & Responsibilities
- Perform control testing (design and operating reviews) – Control testing under SoX and ICoFR (TOD and TOE)
- Responsibility of managing controls documentation under the controls framework in line with best practices and as required under applicable regulations
- Remediation management for all controls across all Group entities under SoX and ICoFR regulations
- Provide support in defining and managing effective internal control framework for the Business tower under Indian companies Act as well as SOX requirements
- Driving Dashboard reporting and audit efficiencies for the Business tower in alignment with the IT Tower
- Work with stakeholders (internal and external) to resolve problems; answers questions; Reviews work flow processes; provides continuous process improvement suggestions
- Manage a team of SOX testers and ensure delivery of audit program with high quality standards; conduct performance reviews; aid career progression
Educational Qualification
- Graduate, B.Com, M.Com or MBA (Finance).
- Professional certification relating CIA, CISA, and DISA, CSOE or SOX related certification is an added advantage.
- SAP certification is an added advantage
Skills & Competencies
- Total experience of 1 year in SOX testing/ Risk and Controls/ Internal Audit.
- Worked on business control testing / internal audit projects individually as well as part of larger teams.
- Performed test of design and operative effectiveness in a complete audit cycle.
- Managed multiple stakeholders / senior management to agree on risk based issues and remediation.
Added advantage
- Experience of managing small teams.
- Worked on international SOX testing programme or specific ICOFR programmes.
- Experience of working in Big 4 / cross border control testing teams.
Performed risk based control testing with SAP as the primary ERP.
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