Analyst, Compliance
6 days ago
Business Unit – Compliance, Screening Location – Gurugram Job Summary GLG is currently seeking an Analyst to join our Gurugram, India office within the global Compliance department, comprised of over 70 professionals. In this role you will develop strong actionable business skills – including time management, prioritization, communication, negotiation, problem solving, and project management. At GLG, we value diversity in academic and professional backgrounds and seek individuals who share our mission to revolutionize professional learning, embodying our core values of learning and curiosity, responsibility, courage, judgment, fresh perspective, service, and integrity. As part of this role, you will be responsible for work including (but not limited to) the tasks below. Conduct screening of expert profiles and background to ensure completeness, accuracy, appropriateness, and consistency and identify any potential concerns. Conduct further in-depth research on issues/concerns identified using proprietary databases and/or public domain. Work closely with other global compliance team members to provide real-time compliance support and guidance as needed. Ensuring that risks are identified, assessed, managed, and reported in a timely manner. Conducting investigations including potential financial crime cases, as required by the business. Making decisions/recommendations on appropriate actions in relation to issues that have been identified by other members on compliance. Responding promptly to any business requests relating to Compliance in an accurate, informative, and timely manner. An ideal candidate will have the following: A Postgraduate/Graduate with 0 to 1 years in the field of risk advisory, due diligence and compliance or a related field is . Preference will be given to candidates experienced with Financial Services crime and banking related fraud. Effective communication skills, both written and verbal, and strong attention to detail. Possess excellent Internet-based research skills. Familiarity with using Internet-based investigative tools would be an added advantage. Compliance professionals often work closely with colleagues across different departments within the organization. Strong interpersonal skills are essential for collaborating with others, building relationships, and influencing stakeholders to comply with compliance requirements. Strong reasoning and analytical skills. Proficiency with Microsoft Word, Excel and PowerPoint.
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Vendor Management
2 weeks ago
Gurugram, India Sago Full timeSago is seeking a detail-oriented and proactive Vendor Management & Compliance Analyst to support our third-party risk management and compliance efforts. The role is responsible for managing the full lifecycle of vendor relationships-from onboarding and due diligence to contract reviews and ongoing compliance monitoring-ensuring all vendors meet internal...
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Compliance Analyst
6 days ago
Gurugram, India VARITE INC Full timeReviewing Employee Disclosures: Examine employee disclosures of personal trading accounts and undertake necessary actions, such as initiating feed set-up formalities, account closure notifications, and performing routine follow-up on outstanding items. This includes account onboarding/set-up formalities with employees and/or brokers (e.g., completion of feed...
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Compliance Analyst
6 days ago
Gurugram, India VARITE INC Full time- Reviewing Employee Disclosures: - Examine employee disclosures of personal trading accounts and undertake necessary actions, such as initiating feed set-up formalities, account closure notifications, and performing routine follow-up on outstanding items. - This includes account onboarding/set-up formalities with employees and/or brokers (e.g., completion...
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Compliance Analyst
6 days ago
gurugram, India VARITE INC Full time- Reviewing Employee Disclosures:- Examine employee disclosures of personal trading accounts and undertake necessary actions, such as initiating feed set-up formalities, account closure notifications, and performing routine follow-up on outstanding items.- This includes account onboarding/set-up formalities with employees and/or brokers (e.g., completion of...
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Compliance Analyst
4 days ago
Gurugram, India VARITE INC Full timeReviewing Employee Disclosures: Examine employee disclosures of personal trading accounts and undertake necessary actions, such as initiating feed set-up formalities, account closure notifications, and performing routine follow-up on outstanding items. This includes account onboarding/set-up formalities with employees and/or brokers (e.g., completion of feed...
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Compliance Analyst
6 days ago
Gurugram, India VARITE INC Full timeReviewing Employee Disclosures: Examine employee disclosures of personal trading accounts and undertake necessary actions, such as initiating feed set-up formalities, account closure notifications, and performing routine follow-up on outstanding items. This includes account onboarding/set-up formalities with employees and/or brokers (e.g., completion of feed...
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Client Associates
1 week ago
Gurugram, India Client Associates Full timeWe are seeking a driven and detail-oriented professional to join our Compliance team and support our growing finance & compliance requirements. The role is ideal for someone with 1-3 years of relevant experience in Finance who is motivated to develop a career specifically in Compliance (not in Advisory or Revenue roles).Key Management- Coordinate and assist...
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Analyst II, Risk and Compliance
2 weeks ago
Gurugram, India Cvent Full timeOverview: We are seeking a proactive, technically skilled AI Risk Analyst to join our Information Security Risk & Compliance team in Gurgaon. Ideal candidates have 1–3 years of experience and will primarily lead and mature Cvent’s AI risk assessment program covering model and system risk reviews, data and privacy considerations, and secure enablement of...
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Analyst-Compliance
21 hours ago
Gurugram, India American Express Full timeJob Description At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to...
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Compliance Officer
6 days ago
Gurugram, India Oister Global Full timeOister Global (www.oisterglobal.com) is India’s premier Alternative Assets Manager. We combine robust diligence, deep domain expertise, and an extensive network to create high quality private market opportunities for our investors.We are seeking a highly skilled and experienced Company Secretary/Compliance professional to join our team at Oister in...
