Client Associates
4 weeks ago
We are seeking a driven and detail-oriented professional to join our Compliance team and support our growing finance & compliance requirements. The role is ideal for someone with 1-3 years of relevant experience in Finance who is motivated to develop a career specifically in Compliance (not in Advisory or Revenue roles).Key Management- Coordinate and assist with renewals of various certifications relevant to the Compliance and Finance teams- Follow up with advisors regarding expired certifications, ensuring timely renewal and compliance with regulatory requirements- Maintain updated records of all certifications and communicate updates to relevant stakeholdersRegulatory Agreements Administration (RIA)- Maintain systematic storage of RIA agreements and ensure an up-to-date list of all agreements is accessible and accurate- Review and reconcile RIA agreement fee schedules in coordination with the CAP team- Ensure that all emails and communications to RIA clients are exclusively handled by the RIA Desk- Participate in the activities of the RIA Desk and coordinate with team members- Assist with RIA regulatory reporting to SEBI, including the preparation for annual auditsSEBI Compliance and Reporting- Support the preparation and consolidation of PMS (Portfolio Management Services) SEBI reporting, including all required annual declarations and information filings with SEBI- Coordinate and track renewals for RIA / PMS / AMFI / APRN, including updates related to personnel changes and validity tracking- Monitor and update the team on any regulatory changes, ensuring timely adaptation and compliance with new requirementsCompany Secretarial Support (CS)- Assist with company secretarial matters, including the preparation and maintenance of Board meeting minutes and related documentation- Support the Compliance team in organizing and documenting board and committee meetingsGeneral Compliance Support- Collaborate with various internal stakeholders to ensure ongoing compliance with all regulatory frameworks, including SEBI, RIA, and other applicable guidelines- Participate in internal audits, compliance checks, and reviews as required- Assist in drafting, reviewing, and implementing compliance policies and procedures- Handle ad-hoc compliance-related projects and tasks as assigned by senior managementCandidate Profile - Preferred Qualifications:- Graduate degree in Finance (minimum requirement), with 2-4 years of relevant experience in an Analyst or Operations role and a strong desire to build a career in Compliance.- Experience or exposure to SEBI, RIA, PMS, and related regulatory compliance processes is highly desirable.- Familiarity with the regulatory environment for financial services, investment advisory, and asset management organizations.- Strong organizational skills and an ability to manage multiple priorities efficiently. (ref:iimjobs.com)
-
Analyst/Associate - Human Resources - Generalist
3 weeks ago
Gurugram, India Client Associates Full timeClient Associates (CA) is India's first and largest Multi Family Office Firm founded by Senior Private Bankers to provide a professional platform of Private Wealth Management services in India.Today Client Associates is recognized by private clients and the industry at large as not only the Pioneers of Family Office in India but also as one of the Best Team...
-
Analyst/Associate - Human Resources - Generalist
3 weeks ago
Gurugram, India Client Associates Full timeClient Associates (CA) is India's first and largest Multi Family Office Firm founded by Senior Private Bankers to provide a professional platform of Private Wealth Management services in India.Today Client Associates is recognized by private clients and the industry at large as not only the Pioneers of Family Office in India but also as one of the Best Team...
-
Analyst/Associate - Human Resources - Generalist
3 weeks ago
Gurugram, India Client Associates Full timeClient Associates (CA) is India's first and largest Multi Family Office Firm founded by Senior Private Bankers to provide a professional platform of Private Wealth Management services in India. Today Client Associates is recognized by private clients and the industry at large as not only the Pioneers of Family Office in India but also as one of the Best Team...
-
Gurugram, Gurugram, India Client Associates Full timeJob Description Client Associates (CA) is India's first and largest Multi Family Office Firm founded by Senior Private Bankers to provide a professional platform of Private Wealth Management services in India. Today Client Associates is recognized by private clients and the industry at large as not only the Pioneers of Family Office in India but also as one...
-
Analyst/Associate - Human Resources - Generalist
3 weeks ago
Gurugram, Haryana, India, IN Client Associates Full timeClient Associates (CA) is India's first and largest Multi Family Office Firm founded by Senior Private Bankers to provide a professional platform of Private Wealth Management services in India.Today Client Associates is recognized by private clients and the industry at large as not only the Pioneers of Family Office in India but also as one of the Best Team...
-
Associate, Client Solutions
1 week ago
Gurugram, Haryana, India Gerson Lehrman Group Full timeGurugram Client Solutions Associate - Recruitment Job Summary every sector. We bring the power of insight to every great professional decision. We are seeking an Associate to support GLG’s business in Americas/EMEA, in Gurugram office. Associates are the engine behind GLG’s Insight Network, the world’s largest and most varied source of...
-
Client Data, Associate
5 days ago
Gurugram, Haryana, India BlackRock Investments Full time**Client Data, Associate**: **Location**: **Gurgaon, Haryana** Team: **Data Management** Job Requisition #**:R256009** Date posted**:Aug. 12, 2025
-
Associate, Client Solutions
1 week ago
Gurugram, Haryana, India Gerson Lehrman Group Full timeAssociates are front-line client service professionals and work closely with our clients - professionals at the world’s top management consulting firms, investment firms, corporations, and non-profits on the critical decisions they make every day. Client Solutions Associates work in teams across industries, connecting our clients to the insight they need...
-
Data Scientist Associate
3 days ago
Gurugram, Haryana, India ZS Associates Full timeGurgaon, India - India - Platforms and Products - BHCA - Customer Success - 19681 **ZS** is a place where passion changes lives. As a management consulting and technology firm focused on transforming global healthcare and beyond, our most valuable asset is our people. Here you’ll work side-by-side with a powerful collective of thinkers and experts shaping...
-
Client Partnership Associate
5 days ago
Gurugram, Haryana, India Tyroo Full timeTyroo CJ Affiliate is the leader in Affiliate Marketing. We take pride in our innovative technology, comprehensive data solutions and our people. We equip our teams with advanced tools, training and career development opportunities all to provide cutting edge solutions, strategies and support to deliver high quality results for our clients. We work in an...
