Client Associates
1 week ago
We are seeking a driven and detail-oriented professional to join our Compliance team and support our growing finance & compliance requirements. The role is ideal for someone with 1-3 years of relevant experience in Finance who is motivated to develop a career specifically in Compliance (not in Advisory or Revenue roles).Key Management- Coordinate and assist with renewals of various certifications relevant to the Compliance and Finance teams- Follow up with advisors regarding expired certifications, ensuring timely renewal and compliance with regulatory requirements- Maintain updated records of all certifications and communicate updates to relevant stakeholdersRegulatory Agreements Administration (RIA)- Maintain systematic storage of RIA agreements and ensure an up-to-date list of all agreements is accessible and accurate- Review and reconcile RIA agreement fee schedules in coordination with the CAP team- Ensure that all emails and communications to RIA clients are exclusively handled by the RIA Desk- Participate in the activities of the RIA Desk and coordinate with team members- Assist with RIA regulatory reporting to SEBI, including the preparation for annual auditsSEBI Compliance and Reporting- Support the preparation and consolidation of PMS (Portfolio Management Services) SEBI reporting, including all required annual declarations and information filings with SEBI- Coordinate and track renewals for RIA / PMS / AMFI / APRN, including updates related to personnel changes and validity tracking- Monitor and update the team on any regulatory changes, ensuring timely adaptation and compliance with new requirementsCompany Secretarial Support (CS)- Assist with company secretarial matters, including the preparation and maintenance of Board meeting minutes and related documentation- Support the Compliance team in organizing and documenting board and committee meetingsGeneral Compliance Support- Collaborate with various internal stakeholders to ensure ongoing compliance with all regulatory frameworks, including SEBI, RIA, and other applicable guidelines- Participate in internal audits, compliance checks, and reviews as required- Assist in drafting, reviewing, and implementing compliance policies and procedures- Handle ad-hoc compliance-related projects and tasks as assigned by senior managementCandidate Profile - Preferred Qualifications:- Graduate degree in Finance (minimum requirement), with 2-4 years of relevant experience in an Analyst or Operations role and a strong desire to build a career in Compliance.- Experience or exposure to SEBI, RIA, PMS, and related regulatory compliance processes is highly desirable.- Familiarity with the regulatory environment for financial services, investment advisory, and asset management organizations.- Strong organizational skills and an ability to manage multiple priorities efficiently. (ref:iimjobs.com)
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Associate, Client Solutions
1 week ago
Gurugram, Haryana, India Gerson Lehrman Group Full timeevery sector. We bring the power of insight to every great professional decision. We are seeking an Associate to support GLG’s business in Americas/EMEA, in Gurugram office. Associates are the engine behind GLG’s Insight Network, the world’s largest and most varied source of first-hand expertise. The Associate role is a fast-paced, expert-facing role...
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Associate, Client Solutions
2 days ago
Gurugram, Haryana, India Gerson Lehrman Group Full timeGurugram Client Solutions Associate - Recruitment Job Summary every sector. We bring the power of insight to every great professional decision. We are seeking an Associate to support GLG’s business in Americas/EMEA, in Gurugram office. Associates are the engine behind GLG’s Insight Network, the world’s largest and most varied source of...
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Associate, Client Solutions
2 weeks ago
Gurugram, Haryana, India Gerson Lehrman Group Full timeAssociates are the engine behind GLG’s Insight Network, the world’s largest and most varied source of first-hand expertise. The Associate role is a fast-paced, expert-facing role driving business forward through close coordination with client-facing team members to fulfil our client’s project requests. Associates help drive GLG’s business forward and...
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Senior Associate- UK Offshoring- Gurgaon
6 days ago
Gurugram, India MSKA & Associates Full timeAbout Company:About Firm Established in 1978, M S K A & Associates is an Indian partnership firm registered with the Institute of Chartered Accountants of India (ICAI) and the PCAOB (US Public Company Accountancy Oversight Board). A member firm of BDO International that offers a range of Assurance services, led by 80+ Partner & Directors and 1900+ staff...
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Senior Associate- UK Offshoring- Gurgaon
6 days ago
Gurugram, India MSKA & Associates Full timeAbout Company:About Firm Established in 1978, M S K A & Associates is an Indian partnership firm registered with the Institute of Chartered Accountants of India (ICAI) and the PCAOB (US Public Company Accountancy Oversight Board). A member firm of BDO International that offers a range of Assurance services, led by 80+ Partner & Directors and 1900+ staff...
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Senior Associate- UK Offshoring- Gurgaon
6 days ago
Gurugram, India MSKA & Associates Full timeAbout Company:About Firm Established in 1978, M S K A & Associates is an Indian partnership firm registered with the Institute of Chartered Accountants of India (ICAI) and the PCAOB (US Public Company Accountancy Oversight Board). A member firm of BDO International that offers a range of Assurance services, led by 80+ Partner & Directors and 1900+ staff...
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Security Design Associate
2 weeks ago
Gurugram, Gurugram, India Veneklasen Associates, Inc. Full timeJob Description Company Description: Veneklasen Associates, Inc., established in 1947, stands as a pillar in the field of acoustical consulting, making us one of the largest and oldest firms globally. Our expertise spans Information Communication Technology (ICT), Physical Security, Audio-Visual (AV), Architectural acoustics, Environmental acoustics, and...
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Senior Associate- UK Offshoring- Gurgaon
6 days ago
Gurugram, India MSKA & Associates Full timeAbout Company: About Firm Established in 1978, M S K A & Associates is an Indian partnership firm registered with the Institute of Chartered Accountants of India (ICAI) and the PCAOB (US Public Company Accountancy Oversight Board). A member firm of BDO International that offers a range of Assurance services, led by 80+ Partner & Directors and 1900+ staff...
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Senior Associate- UK Offshoring- Gurgaon
6 days ago
Gurugram, India MSKA & Associates Full timeAbout Company: About Firm Established in 1978, M S K A & Associates is an Indian partnership firm registered with the Institute of Chartered Accountants of India (ICAI) and the PCAOB (US Public Company Accountancy Oversight Board). A member firm of BDO International that offers a range of Assurance services, led by 80+ Partner & Directors and 1900+ staff...
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Krishna And Saurastri
1 week ago
Gurugram, India KRISHNA AND SAURASTRI ASSOCIATES LLP Full timeAbout the job:Company Description:Krishna & Saurastri Associates LLP is an award-winning pan-India law firm with offices in Mumbai, New Delhi, Bangalore, Pune, Chennai, and Ahmedabad. Established in 1992 as a boutique firm specializing in intellectual property and technology law, the firm has grown into a full-service law firm offering expertise across...
