Associate, Compliance
2 days ago
As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Join us and be part of something extraordinary. We're seeking a future team member for the role of ASSOCIATE, COMPLIANCE & CONTROL REPRESENTATIVE I to join our INSIGHT INVESTMENT team. Excellent academics with degree from a reputed institute. Minimum 1.5 yrs and preferably 3+ years or more of rule coding experience in systems like CRD, ThinkFolio, Sentinel etc Relevant experience in monitoring pre & post trade compliance alerts. Very good communication & analytical skills to resolve hands on problems Advanced knowledge of Microsoft Word, Power Point and Excel and the ability to build reports to enable the extraction and analysis of data sets Able to provide challenge to both existing processes and controls across the business and be proactive, self-supportive and motivated in the promotion of a positive compliance and risk culture within the firm Strong understanding of fixed income securities - including derivatives Strong ownership of role and responsibilities
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Compliance Documentation Associate
1 week ago
Pune, Maharashtra, India Spero Full time ₹ 30,00,000 - ₹ 90,00,000 per yearCompliance Documentation Associate (Fresher) Position Title:Compliance Documentation Associate Openings-4 Location: Pune,Wakad Employment Type: Full-time (Entry Level) About Us We are a dynamic software development company committed to delivering innovative solutions while upholding the highest standards of quality, security, and regulatory...
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Compliance Associate
1 week ago
Pune, Maharashtra, India Highrise Solutions LLP Full time ₹ 40,00,000 - ₹ 1,20,00,000 per yearJob Description:Compliance Associate Job Description:Key Responsibilities: Familiarity with US Collections & Compliance Standards, Data Security, Government Acts such as FDCPA, FCRA, TCPA, SCRA, GLBA, UDAAP, PCI-DSS, HIPPA and Knowledge of federal laws and regulations would be an added advantage.Review and audit Collections Law Firm's Policies and Procedures...
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Associate, Compliance
3 days ago
Pune, Maharashtra, India BNY Full time ₹ 12,00,000 - ₹ 24,00,000 per yearAssociate, Compliance & Control II (AS2) – Trade Surveillance – PuneAt BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness...
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Compliance Associate
1 week ago
Pune, Maharashtra, India Mindmentors Consultant Full time ₹ 9,00,000 - ₹ 12,00,000 per yearAbout the Company: Company is dedicated to supporting healthcare professionals and patients worldwide. Our mission is to improve patient outcomes through innovative products and services, while fostering a culture of compliance and integrity.About the Role: The Compliance Associate is a key member of the local Compliance function, responsible for supporting...
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Compliance Associate
1 week ago
Pune, Maharashtra, India Antal International Full time ₹ 40,00,000 - ₹ 1,20,00,000 per yearAbout the Company: Company is dedicated to supporting healthcare professionals and patients worldwide. Our mission is to improve patient outcomes through innovative products and services, while fostering a culture of compliance and integrity.About the Role: The Compliance Associate is a key member of the local Compliance function, responsible for supporting...
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Compliance Associate
3 days ago
Pune, Maharashtra, India Fresenius Kabi Full time ₹ 40,00,000 - ₹ 80,00,000 per yearAt Fresenius Kabi, we are driven by a commitment to improve the quality of lives: We are Committed to life. We strive for continuous innovation with our outstanding manufacturing capabilities, unique channel access, and customer proximity.With our four complementary business areas BioPharma, Pharma (primarily IV drugs and infusion therapy), Medical...
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Compliance Associate
7 days ago
Pune, Maharashtra, India TIAA Full timeCompliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...
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Senior Associate, Compliance
5 days ago
Pune, Maharashtra, India BNY Full time ₹ 12,00,000 - ₹ 24,00,000 per yearSenior Associate, Compliance & Control – Trade Surveillance – PuneAt BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge...
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Associate, Compliance
1 day ago
Pune, India BNY Full timeAssociate, Compliance & Control II (AS2)- Personal security trading- Pune At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness...
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Associate, Compliance
1 day ago
Pune, India BNY Full timeAssociate, Compliance & Control Representative II At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and...
