Compliance Officer

1 week ago

surat, India Tipsons Group Full time

We are looking for a detail-oriented and proactive Compliance Officer to ensure adherence to regulatory frameworks and internal policies across our organisation.Key Responsibilities:- Ensure full compliance with SEBI guidelines, circulars, and requirements applicable to market intermediaries.- Monitor updates and changes in relevant laws, regulations, and the regulatory environment, and initiate timely corrective actions.- Conduct periodic reviews and audits related to trading membership compliance, including Exchange compliances, SEBI compliances, and Companies Act requirements.- Maintain accurate documentation and regulatory records, ensuring timely filings and submissions.- Assist in organizing and managing Board Meetings and General Meetings, including preparation of agenda papers, notices, and recording minutes.- Liaise with regulators, stock exchanges, internal departments, and external consultants when required.Desired Candidate Profile:- Strong understanding of securities market regulations and corporate laws.- Experience in compliance within Broking / Wealth / Financial Services industry preferred.- Excellent communication, analytical and documentation skills.

  • Labour compliance Officer

    11 hours ago

    Surat, Gujarat, India MNR Solutions Full time

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    Surat, India miracle hub Full time

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  • Compliance Officer

    2 weeks ago

    Surat, Gujarat, India General Group of Companies Full time US$ 25,00,000 - US$ 60,00,000 per year

    Company DescriptionIncorporated in 1980, General Group is a leader in the Indian Polyester Market and located in Surat, the Textile Hub of India. Renowned for its high-quality polyester textiles, the company operates 650 high-speed water jet looms imported from Taiwan and equipped with advanced technology. General Group primarily produces high-quality...

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    1 week ago

    Surat, India Job Mantras Full time

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  • Compliance Manager

    1 week ago

    surat, India beBeeCompliance Full time

    About the RoleThe Compliance Officer will be responsible for leading and implementing our compliance programs in India.They will work closely with colleagues across the region to share knowledge, best practices and expertise in resolving compliance related challenges.Maintaining and enhancing our existing compliance framework is a key part of this role.The...

  • Compliance Manager

    4 days ago

    Surat, Gujarat, India Aerica Full time

    Roles and Responsibilities – Compliance Officer (CA)1. Regulatory ComplianceEnsure the company follows all statutory laws, rules, and regulations (GST, Income Tax, ROC, Labour Laws, etc.).Monitor updates in compliance requirements and implement timely changes.2. Documentation & ReportingMaintain accurate compliance records, registers, and statutory...

  • Sr. Compliance Officer

    2 weeks ago

    Majura Gate, Surat, Gujarat, India Arham Wealth Management Pvt. Ltd. Full time ₹ 12,00,000 - ₹ 24,00,000 per year

    Compliance ExecutiveJob descriptionRole & responsibilities· Develop, implement, and manage the company's Regulatory compliance requirements.· Monitor and analyze trading activities for any irregularities or compliance.· Conduct regular audits and risk assessments.· Implementation of all regulatory changes· Provide compliance training and support to...

  • Aml Compliance Officer

    2 days ago

    Surat, Gujarat, India NJ Group Full time

    Primary roleTransaction Monitoring: Inhouse and Depository provided PMLA RFI (FIU) alerts relating to DP Transactions.Monitoring PMLA and Surveillance Software daily emails regarding various jobs status and ensuring failure jobs are attended for rectification.NPS Client Screening and Transaction Monitoring: NPS (PMLA RFI)Partner Screening activity.FATCA and...

  • Compliance Officer

    2 weeks ago

    Majura Gate, Surat, Gujarat, India General Polytex Pvt Ltd Full time ₹ 1,83,000 - ₹ 7,00,000 per year

    We are looking for a detail-oriented and proactive Compliance & Certifications Executive to manage end-to-end compliance activities across our Textile Business. The ideal candidate will have solid experience handling global certifications, brand portals, and documentation workflows.Key ResponsibilitiesCertification & Compliance ManagementManage and update...