Intellectual Capital HR Consulting Pvt. Ltd. | Manager –Equity Back Office Operations
23 hours ago
Role and Responsibilities
● Processing for Institutional trader, sending STP through various gateway like FTNSEIT, NSDL
● Supervising trade confirmation on STP gateways and Email scan copies of Contract notes &
trade confirmation files (Excel formats) to be sent to institutional Clients.
● Regulatory reporting to Exchanges like 6A7Ain case of BSE and CLD, CPCODE, OTR and RC files in case of NSE
● Confirmation & Settlement of cash and Derivatives segment deals with clients such as banks,
Insurance company FII PMS MF and their custodians.
● Confirmation and settlement of OFS trades.
● Account opening for Institutional client in backoffice software
● Analysis of Brokerage credited for Institutional client.
● Verifying & checking of KYC details UCC details in Exchange, brokerage & statutory charges levied for Retails clients for all segments.
● Generate and Email ECN- Digital contract notes to retail client through LD Digital sign software
● Daily reporting of margin files to Exchange for NSE Derivative Segment
● Maintaining of Client Master brokerage Master charges Master with back-office software.
● Compiling periodic (Daily/ Monthly /Quarterly/ Yearly) MIS reports to management and other stakeholders.
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