Financial Regulation Specialist

2 days ago


Kolhapur, India beBeeCompliance Full time

Compliance and Finance Manager RoleJob Summary:This senior leadership position involves leading compliance initiatives and overseeing finance functions for our Fund operations in GIFT City.Key Responsibilities:Act as designated Compliance Officer under IFSCA/SEBI guidelines.Establish and implement the Fund's Compliance and Risk Management Framework, including policies for good governance, AML, cyber security, data protection etc.Ensure timely regulatory filings, investor KYC/AML checks, and ongoing compliance monitoring with IFSCA, SEZ, FEMA, Income tax and other applicable laws.Maintain statutory registers, minutes and licenses as per the regulatory requirements.Prepare and submit quarterly/annual compliance reports to regulators and Trustees.Oversee day-to-day accounting, fund accounting, and facilitate in corporate tax filings (GST, TDS etc), budgeting, treasury and investor reporting.Preparation of financial statements and coordinate statutory/tax audits.Liaise with regulators, auditors, custodians, and tax advisors.



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