Compliance Manager

This is a Compliance role with a Leading Financial services group which runs its own PMS and AIF.Only candidates with Compliance background in PMS/AIF/Mutual Fund from Mumbai and presently at a Ctc of 5l to 10l can apply.The following are the job responsibilities---Work closely with the team to drive the Compliance function across Indian and offshore asset...

Job location: Mumbai (Vikhroli)Job SummaryAML-CFT compliance management: Overall management of compliance with AML-CFT Policy, Sanctions Policy of IRDAI & Generali groupAlert/Red flag indicator review: Ability to define rule engines for generation of alerts, review, including investigation as appropriate for detecting money laundering tendenciesReporting...

Job SummaryWe are looking for an experienced Company Secretary to manage all compliance and regulatory matters, handle foreign investments, and draft policies for SEBI. The ideal candidate will have a strong background in compliance, particularly with end-to-end fundraising activities, and be an excellent communicator and problem solver. Experience in...

Overview SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Manager with proven experience in overseeing compliance frameworks, managing...

Overview SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Manager with proven experience in overseeing compliance frameworks, managing...

Overview SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Manager with proven experience in overseeing compliance frameworks, managing...

Job location: Mumbai (Vikhroli) Job Summary AML-CFT compliance management: Overall management of compliance with AML-CFT Policy, Sanctions Policy of IRDAI & Generali group Alert/Red flag indicator review: Ability to define rule engines for generation of alerts, review, including investigation as appropriate for detecting money laundering...

Job location: Mumbai (Vikhroli) Job Summary AML-CFT compliance management: Overall management of compliance with AML-CFT Policy, Sanctions Policy of IRDAI & Generali group Alert/Red flag indicator review: Ability to define rule engines for generation of alerts, review, including investigation as appropriate for detecting money laundering tendencies...

Job location: Mumbai (Vikhroli) Job Summary AML-CFT compliance management: Overall management of compliance with AML-CFT Policy, Sanctions Policy of IRDAI & Generali group Alert/Red flag indicator review: Ability to define rule engines for generation of alerts, review, including investigation as appropriate for detecting money laundering tendencies...

Job location: Mumbai (Vikhroli) Job SummaryAML-CFT compliance management: Overall management of compliance with AML-CFT Policy, Sanctions Policy of IRDAI & Generali groupAlert/Red flag indicator review: Ability to define rule engines for generation of alerts, review, including investigation as appropriate for detecting money laundering tendenciesReporting of...

Job location: Mumbai (Vikhroli) Job SummaryAML-CFT compliance management: Overall management of compliance with AML-CFT Policy, Sanctions Policy of IRDAI & Generali groupAlert/Red flag indicator review: Ability to define rule engines for generation of alerts, review, including investigation as appropriate for detecting money laundering tendenciesReporting of...

Job location: Mumbai (Vikhroli) Job SummaryAML-CFT compliance management: Overall management of compliance with AML-CFT Policy, Sanctions Policy of IRDAI & Generali groupAlert/Red flag indicator review: Ability to define rule engines for generation of alerts, review, including investigation as appropriate for detecting money laundering tendenciesReporting of...

Job Description:● Vetting of ECM Transaction documents relating to Issues● Vetting of EL and NDA for all departments● Collating and sending Monthly regulatory updates.● Review and submission of Quarterly Compliance Certificate of Subsidiaries● Preparation of SEBI Half-yearly Report● Conducting Annual Compliance Test● Review and Updating of...

Job Title: Assistant Manager IIDepartment: Secretarial, Compliance and CSRReports to: Deputy Manager IIExperience: Upto 5 years’ of work experience in similar rolesPreferred Qualification: Company Secretary qualificationRequired Qualification: Bachelor’s degree in Law from any recognized universitySkill, Knowledge AND Trainings:1. Understanding of...

Job Title: Assistant Manager IIDepartment: Secretarial, Compliance and CSRReports to: Deputy Manager IIExperience: Upto 5 years’ of work experience in similar rolesPreferred Qualification: Company Secretary qualificationRequired Qualification: Bachelor’s degree in Law from any recognized universitySkill, Knowledge AND Trainings:1. Understanding of...

Job Description:● Vetting of ECM Transaction documents relating to Issues● Vetting of EL and NDA for all departments● Collating and sending Monthly regulatory updates.● Review and submission of Quarterly Compliance Certificate of Subsidiaries● Preparation of SEBI Half-yearly Report● Conducting Annual Compliance Test● Review and Updating of...

Job Description: ● Vetting of ECM Transaction documents relating to Issues ● Vetting of EL and NDA for all departments ● Collating and sending Monthly regulatory updates. ● Review and submission of Quarterly Compliance Certificate of Subsidiaries ● Preparation of SEBI Half-yearly Report ● Conducting Annual Compliance Test ● Review and Updating...

Manager-ComplianceWho we are:FlexiLoans is a technology based Digital financing platform started with an endeavor to solve the problems that small businesses face in accessing Quick, Flexible and Adequate funds for growing their Businesses. Our vision is to give "Financial access at a click". Our talent pool has rockstars from diverse backgrounds - ex-...

Job Description :Regulatory Liaison: Act as the primary point of contact and establish effective communication channels with RBI, SEBI, FIU, MCA/ROC, and stock exchanges. Engage in frequent interaction, dialogue, and correspondence to stay updated on regulatory changes and requirements.RBI Inspections and Queries: Manage and navigate RBI inspections,...

Job Description : Regulatory Liaison: Act as the primary point of contact and establish effective communication channels with RBI, SEBI, FIU, MCA/ROC, and stock exchanges. Engage in frequent interaction, dialogue, and correspondence to stay updated on regulatory changes and requirements. RBI Inspections and Queries: Manage and navigate RBI inspections,...