Manager, Fcso Transaction Screening

Job Summary Processes Manage and or resolve alerts cases o Follow the Screening DOI to process risk events in line with Assess Analyse Act AAA process o Do further analysis and escalations using knowledge about complex products Implement roll-out Group and FCC processes DOIs Maintain and recommend for approval by the relevant Risk Committee appropriate processes DOIs to address financial crime risks aligning with relevant regulatory requirements People Talent Provide leadership management and coaching to direct reports to ensure they are highly engaged and performing to their potential Promote and embed a culture of openness trust and risk awareness where ethical legal regulatory and policy compliant conduct is the norm Stimulate an environment where forward planning prioritisation deadline management and streamlined workflows and collaborative inclusive yet effective and efficient work practices are the norm Collaborate with training teams to input to training curriculum to support closing of capability gaps Ensure the respective team is adequately resourced and staffed by an appropriate number of competent staff sufficiently independent to perform duties objectively to support sustainable business growth and address financial crime risks Ensure staff in the respective team have clearly articulated and well understood roles and responsibilities through meaningful and accurate job descriptions Key Responsibilities Risk Management Make recommendations and or implement to relevant stakeholders on possible risk management responses to identified risks and or findings of concerns from investigations Inform senior management and relevant regulators of serious regulatory breaches or where risk tolerances have been breached and ensure that actions are taken quickly to remediate and or activities are ceased Analyse significant financial crime risk events e g non-compliant transactions production orders to ensure that all connected parties particularly cross-border are identified and reported at the appropriate levels internally across all relevant jurisdictions Apply Group and FCC policies and processes AML surveillance client screening risk assessment to manage risks Governance In the event of serious regulatory breaches or where risk tolerances have been breached ensure senior management are informed and that actions are taken quickly to remediate and or activities are ceased Track significant issues arising from FCC metrics FCC Assurance activities Audit reviews and regulatory inspections providing validation of issue closure where necessary Propose control improvements enhancements and simplifications where appropriate Support all control checks undertaken by FCC under the Operational Risk Framework ORF Periodic reporting and timely escalation of significant risks and issues arising from FCC Monitoring and Assurance activities Be accountable for identification and escalation of potential risks and issues to senior management through appropriate governance channels and the Quality Assurance framework Ensure tracking and remediation of surveillance and investigations related regulatory findings In the event of serious regulatory breaches or where risk tolerances have been breached ensure senior management are informed and that actions are taken quickly to remediate and or activities are ceased Prepare and cascade lessons learned from audit findings FCC assurance activities and specific investigations Collate analyse and interpret data in reports to senior management and relevant governance risk committees Analyse and interpret data to produce reports that help the bank identify and manage emerging areas of risk vulnerability and thus drive remediation action within the FCC function Regulatory Business Conduct Display exemplary conduct and live by the Group s Values and Code of Conduct Take personal responsibility for embedding the highest standards of ethics including regulatory and business conduct across Standard Chartered Bank This includes understanding and ensuring compliance with in letter and spirit all applicable laws regulations guidelines and the Group Code of Conduct Effectively and collaboratively identify escalate mitigate and resolve risk conduct and compliance matters Key stakeholders FCC Controls representatives in group and country Other Responsibilities Embed Here for good and Group s brand and values India - Transaction Screening Bangalore Perform other responsibilities assigned under Group Country Business or Functional policies and procedures Multiple functions double hats Skills and Experience Surveillance including Screening and Monitoring Compliance Policies and Standards Compliance Risk Assessment Investigations Payments Knowledge Manage Changes Manage Projects Qualifications Education Graduate Languages English 5 to 10 years of relevant work experience in the following areas For screening Sanctions and screening name and transaction surveillance skills Analysis skills able to analyze data working knowledge of Internet and MS Office Suite independently assimilate analyse and evaluate information from disperse data sources to determine a course of action e g case closure or escalation and record and communicate this decision clearly and concisely Banking knowledge in terms of customers products and transactions Banking operations experience Client Due Diligence payments trade markets or other and service-oriented attitude Excellent communication in English articulation and writing Competencies Action Oriented Collaborates Customer Focus Gives Clarity Guidance Manages Ambiguity Develops Talent Drives Vision Purpose Nimble Learning Decision Quality Courage Instills Trust Strategic Mindset Technical Competencies This is a generic competency to evaluate candidate on role-specific technical skills and requirements About Standard Chartered We re an international bank nimble enough to act big enough for impact For more than 170 years we ve worked to make a positive difference for our clients communities and each other We question the status quo love a challenge and enjoy finding new opportunities to grow and do better than before If you re looking for a career with purpose and you want to work for a bank making a difference we want to hear from you You can count on us to celebrate your unique talents and we can t wait to see the talents you can bring us Our purpose to drive commerce and prosperity through our unique diversity together with our brand promise to be here for good are achieved by how we each live our valued behaviours When you work with us you ll see how we value difference and advocate inclusion Together we Do the right thing and are assertive challenge one another and live with integrity while putting the client at the heart of what we do Never settle continuously striving to improve and innovate keeping things simple and learning from doing well and not so well Are better together we can be ourselves be inclusive see more good in others and work collectively to build for the long term What we offer In line with our Fair Pay Charter we offer a competitive salary and benefits to support your mental physical financial and social wellbeing Core bank funding for retirement savings medical and life insurance with flexible and voluntary benefits available in some locations Time-off including annual leave parental maternity 20 weeks sabbatical 12 months maximum and volunteering leave 3 days along with minimum global standards for annual and public holiday which is combined to 30 days minimum Flexible working options based around home and office locations with flexible working patterns Proactive wellbeing support through Unmind a market-leading digital wellbeing platform development courses for resilience and other human skills global Employee Assistance Programme sick leave mental health first-aiders and all sorts of self-help toolkits A continuous learning culture to support your growth with opportunities to reskill and upskill and access to physical virtual and digital learning Being part of an inclusive and values driven organisation one that embraces and celebrates our unique diversity across our teams business functions and geographies - everyone feels respected and can realise their full potential Recruitment Assessments Some of our roles use assessments to help us understand how suitable you are for the role you ve applied to If you are invited to take an assessment this is great news It means your application has progressed to an important stage of our recruitment process Visit our careers website 30562