Compliance Officer

3 weeks ago

Bengaluru India Potentiam Ltd Full time

Job Description Compliance Officer Job Description Role Overview We are seeking a Compliance Officer to join our compliance team. This role is responsible for auditing IT control activities, ensuring adherence to Sarbanes-Oxley (SOx) requirements, and maintaining governance standards. The ideal candidate will work closely with external auditors, perform Entity-Level Controls (ELCs), and document narratives, processes, and procedures in a fast-paced environment. Key Responsibilities Compliance & Audit Activities - Audit IT control operations performed by IT Controls Analysts to ensure compliance with SOx requirements. - Perform walkthroughs and testing of ITGCs and ELCs to validate control design and operating effectiveness. - Develop, maintain, and update SOx narratives, process flows, and control documentation. - Coordinate and liaise with external auditors during SOx audits and provide requested evidence. - Identify control gaps and recommend remediation plans in collaboration with stakeholders. Governance & Reporting - Prepare compliance reports and dashboards for management review. - Ensure timely completion of SOx testing cycles and documentation updates. - Support risk assessments and contribute to strengthening the overall control environment. Collaboration & Communication - Work closely with IT, Finance, and Compliance teams to align SOx requirements with business processes. - Act as a point of contact for external auditors and internal stakeholders. - Provide training and guidance on SOx compliance and control documentation standards. Required Experience & Skills - Experience in SOx compliance, auditing, and governance processes. - Strong knowledge of Entity-Level Controls (ELCs), ITGCs, and SOx documentation standards. - Ability to create and maintain narratives, process flows, and control matrices. - Excellent communication and stakeholder management skills. - Detail-oriented with strong analytical and problem-solving capabilities. Why Join Us - Opportunity to play a critical role in compliance and governance initiatives. - Collaborative team environment with exposure to senior leadership and external auditors. - Professional growth in a dynamic, fast-paced environment.

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