Head of Compliance AIF

Job DescriptionReports to: Head of RiskKey Responsibilities:1. Lead the compliance framework for the AIF business in alignment with SEBI (AIF) Regulations, 2012 and other applicable laws.2. Manage all regulatory filings, correspondence, inspections, and interactions with SEBI and other regulators.3. Draft, implement, and continuously improve compliance...

Reports to: Head of RiskKey Responsibilities:Lead the compliance framework for the AIF business in alignment with SEBI (AIF) Regulations, 2012 and other applicable laws.Manage all regulatory filings, correspondence, inspections, and interactions with SEBI and other regulators.Draft, implement, and continuously improve compliance policies, SOPs, and internal...

Job DescriptionVirtuous Advisors & Resources Private Ltd (Virtuous Resources) is hiring a Regulatory Framework Manager to oversee our Alternative Investment Funds (AIF) business. The successful candidate will have extensive knowledge of SEBI regulations and the ability to develop and implement a robust compliance framework.Key Responsibilities:Develop and...

Compliance Role DescriptionVirtuous Advisors & Resources Private Ltd (Virtuous Resources) is looking for an experienced AIF Compliance Director to oversee the development and implementation of regulatory frameworks for our Alternative Investment Funds (AIFs). This role will involve working closely with cross-functional teams to ensure end-to-end regulatory...

Job DescriptionVirtuous Advisors & Resources Private Ltd (Virtuous Resources) is seeking a seasoned Compliance Expert to lead the development and implementation of regulatory frameworks for our Alternative Investment Funds (AIFs). As a key member of our team, you will play a pivotal role in ensuring that our business operations align with the SEBI (AIF)...

Key Roles & Responsibilities Compliance: SEBI reporting for AIFs (alternative investment funds), VCFs (venture capital funds) and Portfolio Manager (PMS) All applicable compliances under AIF Regulations and PPM of AIFs/VCFs SEBI compliances for Portfolio Management Services (PMS) RBI Compliances such as: InVi reporting, FC-TRS reporting and FLA...

"Head Legal for Broking and AIF" refers to a senior legal professional within a financial services firm who oversees all legal matters related to both stock broking activities and Alternative Investment Fund (AIF) operations, managing compliance with relevant regulations for both areas, including SEBI guidelines. Key responsibilities of a Head Legal for...

"Head Legal for Broking and AIF" refers to a senior legal professional within a financial services firm who oversees all legal matters related to both stock broking activities and Alternative Investment Fund (AIF) operations, managing compliance with relevant regulations for both areas, including SEBI guidelines.Key responsibilities of a Head Legal for...

Role & responsibilities:1. Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation Preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc.2. Liasoning and coordinating...

About the RoleVirtuous Advisors & Resources Private Ltd (Virtuous Resources) is seeking a highly skilled Compliance Leader for its Alternative Investment Funds (AIF) business. This role requires a deep understanding of SEBI regulations and the ability to develop and implement an effective compliance framework.Key Responsibilities:Lead the development and...

Key Responsibilities: Co-ordinating with various service providers such as Bankers, Custodian, Fund Accountant, Registrar and Transfer Agents • Managing the operational aspects of investment activities for AIF like Trades processing & settlement, Portfolio valuation, NAV computation, monitoring corporate action, reconciliation. • Managing the AIF...

Job OverviewMinnat Hashmi (Proprietor of I Tech Solutions) is seeking a Compliance Officer to join our AIF/PMS team. The successful candidate will be responsible for ensuring compliance with all relevant regulations and guidelines for PMS and AIF.Key Responsibilities:Develop and implement compliance policies and procedures to ensure regulatory...

Job OverviewAs a key member of AEKE CONSULTANCY's AIF Accounting Operations team, you will play a critical role in ensuring the seamless management of daily operations for AIF (Cat-2 & Cat-3) accounts. This includes investor account opening, reconciliation with various systems, and preparation of SEBI reports.AIF is an investment vehicle that allows for...

Job Title: Head of Sales Job Description: We are seeking an experienced and dynamic Head of Sales to drive the growth of our Portfolio Management Services (PMS) and Alternative Investment Fund (AIF) products across various B2B channels. The ideal candidate will have a proven track record in financial product sales, exceptional relationship management skills,...

Job Overview:We are seeking an experienced professional to lead our Alternative Investment Funds (AIF) accounting operations in Mumbai. As a Senior Manager, you will be responsible for managing daily operations, including investor account opening, reconciliation of accounts, and preparation of regulatory reports.The ideal candidate will have strong knowledge...

Company OverviewRockstud Capital is a leading alternative asset manager advising and managing funds across SEBI registered schemes, including CAT-II Venture Capital Hybrid AIF fund, CAT I AIF Angel Fund, and Portfolio Management Services (PMS). With a customer-first approach, we focus on supporting early-stage startups and investing in mid and small-cap...

Job DescriptionCompany OverviewRockstud Capital is a leading alternative asset manager advising and managing funds across SEBI registered schemes, including CAT-II Venture Capital Hybrid AIF fund, CAT I AIF Angel Fund, and Portfolio Management Services (PMS). With a customer-first approach, we focus on supporting early-stage startups and investing in mid and...

About Us: Nine ALPS Opportunities Fund is a Category II Alternative Investment Fund (AIF ) focused on investing in high-quality pre-IPO and high-growth SME companies. As a key player in the financial ecosystem, we adhere to strict regulatory and compliance frameworks, ensuring transparency and efficiency in our investment operations. Job Summary: We seek...

We are seeking an experienced Compliance Head for Wealth Business to lead regulatory compliance, risk management, and governance functions. The role requires expertise in SEBI regulations, risk assessment, internal audits, and regulatory reporting while ensuring strict adherence to legal and compliance frameworks governing wealth management services.Key...

We are seeking an experienced Compliance Head for Wealth Business to lead regulatory compliance, risk management, and governance functions. The role requires expertise in SEBI regulations, risk assessment, internal audits, and regulatory reporting while ensuring strict adherence to legal and compliance frameworks governing wealth management services. Key...