15h Left Compliance Manager
4 weeks ago
Job Description
Role: Compliance Manager
Experience: 3-4 years (CA) / 10-12 Years (CA Intermediate)
Qualifications: CA, CA Intermediate
Location - Mumbai(Santacruz E)
Key Responsibilities:
- Establish a Compliance Management System to ensure adherence
- Cultivate a compliance culture through policies and training sessions
- Educate stakeholders on their obligations and reporting requirements
Maintain Compliance:
- Track key compliances efficiently
- Assist in preparing compliance certificates
- Report major non-compliances promptly to Management
Manage Compliance Tools:
- Oversee compliance management tools effectively
- Coordinate onsite assessments and due diligence processes
- Keep applicable compliances up to date
Notice Handling:
- Assist in drafting responses to notices professionally
- Ensure timely responses and maintain a notice repository
- Generate periodic MIS reports for review
Assurance & Audit:
- Develop audit plans and conduct Compliance Audits
- Monitor non-compliances closely and provide support for rectification
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