[3 Days Left] Senior Analyst

About MUFG Global Service MGS MUFG Bank Ltd is Japan s premier bank with a global network spanning in more than 40 markets Outside of Japan the bank offers an extensive scope of commercial and investment banking products and services to businesses governments and individuals worldwide MUFG Bank s parent Mitsubishi UFJ Financial Group Inc MUFG is one of the world s leading financial groups Headquartered in Tokyo and with over 360 years of history the Group has about 120 000 employees and offers services including commercial banking trust banking securities credit cards consumer finance asset management and leasing The Group aims to be the world s most trusted financial group through close collaboration among our operating companies and flexibly respond to all the financial needs of our customers serving society and fostering shared and sustainable growth for a better world MUFG s shares trade on the Tokyo Nagoya and New York stock exchanges For more informat AboutUs Mitsubishi UFJ Financial Group Inc MUFG is one of the worlds leading financial groups Headquartered in Tokyo and with over 360 years of history MUFG has a global network with over 2 700 locationsinmorethan50markets TheGrouphasover180 000employeesandoffersservicesincluding commercial banking trust banking securities credit cards consumer finance asset management and leasing The Group aims to be the worlds most trusted financial group through close collaboration among our operatingcompaniesandflexiblyrespondtoallofthefinancialneedsofourcustomers servingsociety and fostering shared and sustainable growth for a better world MUFGs shares trade on the Tokyo Nagoya and New York stock exchanges MUFG Bank Ltd is Japans premier bank with a global network spanning more than 50 markets OutsideofJapan thebankoffersanextensivescopeofcommercialandinvestmentbankingproducts and services to businesses governments and individuals worldwide InAsia MUFGhasapresenceacross20marketsAustralia Bangladesh Cambodia China Hong Kong Indonesia India South Korea Laos Malaysia Mongolia Myanmar New Zealand Pakistan Philippines Singapore Sri Lanka Taiwan Thailand and Vietnam It has also formed strategic partnerships with some of the most prominent banks in Southeast Asia furtheraugmentingitsunrivallednetworkacrosstheregionVietinBankinVietnam KrungsriinThailand Security Bank in the Philippines and Bank Danamon in Indonesia Formoreinformation visithttps MUFGEnterpriseSolutionsIndiaPrivate Limited Established in 2020 MUFG Enterprise Solutions India Private Limited MES India is 100 subsidiary of MUFGBankLtdhavingofficesinBengaluruandMumbai MESIndiahasbeensetupasaGlobalCapability Centre Centreof Excellencetoprovidesupportservicesacrossvariousfunctions suchasIT KYC AML Credit Operations Core Compliance etc to MUFG Bank offices globally With a current headcount of around 250 MES India has plans to significantly ramp-up its growth over the next 18-24 months while servicing MUFGs global network across Americas EMEA and Asia Pacific AbouttheRole PositionTitle SeniorAnalyst-E-CommunicationsandTradeSurveillanceManager CorporateTitle Analyst Reporting to DirectorCoreCompliance HeadofComplianceTestingDelivery Location Bangalore JobSummary This function covers incumbents who are responsible for ensuring that all of the firm s activities follow the necessary rules and regulations and that the firm complies with legal regulatory boundaries and jurisdictions Day-to-day focus is on resolution of complex problems or transactions where expertise is requiredtointerpretagainstpolicies guidelines orprocesses Roleatthislevelusuallyhasfullownership for one or more processes reports procedures or products and may also be considered analytical or procedural experts representing a unit or team on cross-function process or project deliverables Principalfunctionsandresponsibilities ThegeneralresponsibilitiesfortheSurveillanceAnalystincludethefollowing Working with various trade surveillance and electronic communication monitoring automated tools conduct reviews of alerts for potential violations of firm policies or applicable rules and regulations escalating to the appropriate department when necessary and closing alerts with accurate complete andorganizednotes listeningtovoicecommunicationsanddoingthesame Adheretowrittenproceduresforeachofthereviewstheyreresponsiblefor modifying procedures and submitting them for approval when needed Drivingtheenhancementandimprovementoftheprogramfrombothaneffectivenessand efficiency perspective ConductingdeepdiveInvestigationsofpotentialissueswhennecessary Preparingmetricstoreportmonitoringresultstoseniormanagement includingidentifying potential trends or themes that may warrant further consideration or action Keepingup-to-datewithregulatorychanges internalpolicyupdates anddisciplinaryactionsto determine that the monitoring system incorporates up-to-date techniques and addresses advanced market abuses Experienceandskillsrequired Bachelorsdegree 3-5yearsexperienceincompliance Atleast6monthsofexperienceinbankingorbroker-dealercompliance Previousexperiencewithanymonitoringtoolastrong plus Series7orSecuritiesIndustryEssentials SEI examaplus Skills and Attributes Theidealcandidatewilldemonstratethefollowingskillsandattributes Excellentwrittenandverbalcommunicationskills Attentiontodetail excellentorganizationalskills Excellentanalyticalskills Abilitytoexercisesoundjudgmentandescalateissuesappropriately Abilitytoestablishandmaintainstrongrelationshipsacrossmultipledepartments Teamplayerandabilitytoworkcollaboratively Native-levelproficiencyintheEnglishlanguage bothverballyandinwritingisrequired Fluency in Japanese and or Portuguese is a plus ProficiencywithMicrosoftOfficeproducts Word Excel PowerPoint This position description reflects Managements efforts to accurately document key job content It is intended as a broad summary and the employee may be responsible to perform duties not reflected herein The Bank does not guaranty its accuracy and it is subject to change at any time with or without notice Thispositiondescriptiondoesnotaltertheemployment-at-willrelationshipthatexistsbetweenthe Bank and the employee nor does it create a contract of employment between the Bank and any employee of any duration