Regulatory Control Lead

Job Description

Regulatory Control Lead

Position Overview

Job Title: Regulatory Control Lead, VP

Location: Bangalore, India

Role Description

We are seeking a highly experienced and strategic leader to join our FCR&C division asVice President - Financial Crime Risk and Control - Technology Risk Strategy & Controls. This role is critical in shaping the risk and control landscape across our technology platforms, with a strong emphasis onPython-based automation,audit readiness, andstrategic risk governance. The ideal candidate will bring a blend oftechnical acumen,regulatory insight, andbanking domain expertiseto drive innovation and resilience in a complex, fast-paced environment.

What we'll offer you

As part of our flexible scheme, here are just some of the benefits that you'll enjoy

- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above

Your key responsibilities

Strategic Risk Leadership

- Define and lead the technology risk strategy for Financial Crime Risk and Compliance (FCR&C) division, aligning with enterprise risk appetite and regulatory expectations.
- Advise senior Leadership on emerging technology risks, regulatory developments (e.g., Basel III, EMIR, GwG, ECB), and control enhancements.
- Drive strategic initiatives to embed risk intelligence into digital transformation and innovation programs.

Technology Enablement & Automation

- Lead the development of Python-based tools and analytics to automate risk assessments, control testing, and audit support.
- Oversee the integration of advanced analytics and AI/ML into risk monitoring and reporting frameworks.
- Collaborate with engineering and data teams to ensure secure, scalable, and compliant technology solutions.

Audit, Controls & Regulatory Compliance

- Own the design and execution of IT control frameworks across trading platforms, payment systems, and client onboarding technologies.
- Partner with internal audit, DCO and compliance to ensure readiness for regulatory reviews and external audits.
- Monitor and assess control effectiveness across front-to-back banking processes, including trade lifecycle, credit risk, and operational risk.
- Review internal processes to confirm all financial crime risks have been appropriately identified and documented.
- Confirm relevant controls or risk mitigants are in place to manage all financial crime risks within internal processes.
- Perform design and/or operating effectiveness testing on controls and mitigants.
- Conduct annual assessment of controls within FCR&C to demonstrate they are operating effectively.
- Identify, analyse and review operational readiness for any change-related activities. Define the requirements e.g. for the standardisation of processes/policies, translating the required changes for an operational environment and overview effective implementation.
- Assess risks that are responsible for the mitigating and protecting the Bank's reputation.

Stakeholder Engagement & Governance

- Present testing results, risk insights, control metrics, and strategic recommendations to Leadership team
- Build strong partnerships with front office, operations, DCO, compliance, and technology teams to foster a risk-aware culture.
- Lead governance forums and working groups focused on technology risk and control transformation.

Your skills and experience

Qualifications:

- Bachelor's or Master's degree in Computer Science, Information Systems, Finance, or a related field.
- 14+ years of experience in technology risk, audit, or compliance within investment or corporate banking.
- Strong proficiency in Python and experience leading automation or analytics initiatives in a regulated environment.
- Deep understanding of banking products, trading systems, and regulatory frameworks (e.g., SOX, Basel, MiFID II, DORA).
- Proven leadership in cross-functional teams and executive-level stakeholder management.
- Experience with testing the design and operating effectiveness of controls and remediating any identified control gaps.
- Analytical skills and attention to detail, with the ability to think laterally around issues, proposing solutions where required.
- Effective communication, organisation, prioritisation and interpersonal skills
- Ability to work to high standards and under strong time constraints.

Preferred Certifications:

- Python/Data Science certifications
- MBA or executive leadership training (preferred)
- CISA, CRISC, or equivalent (desirable)

How we'll support you

- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs

About us and our teams

Please visit our company website for further information:

We strive for a in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.

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