SEC/USA Compliance || 6+ years || Mumbai
2 weeks ago
About Our Client The company is a medium-sized organization operating in the financial services industry, specializing in investment and asset management. It offers a professional environment focused on regulatory adherence and operational excellence. Job Description - Manage and oversee compliance with SEC regulations and filings. - Develop and implement compliance policies and procedures for the legal department. - Conduct regular audits and reviews to ensure adherence to regulatory standards. - Provide guidance and training to internal teams on SEC compliance requirements. - Monitor and report on regulatory changes affecting the investment and asset management industry. - Collaborate with external counsel and regulatory bodies as needed. - Assist in preparing and submitting necessary documentation to regulatory authorities. - Address compliance-related queries and resolve issues promptly. The Successful Applicant A successful SEC Compliance professional should have: - A degree in Law, Finance, or a related field. - Proven expertise in SEC regulations and compliance within financial services. - Strong analytical and problem-solving skills. - Familiarity with the investment and asset management industry. - Excellent communication and collaboration abilities. - A proactive approach to identifying and mitigating compliance risks. What's on Offer - Generous holiday and leave policies. - Exposure to a professional and compliance-focused work environment. - Opportunity to work with industry leaders in investment and asset management. - Comprehensive benefits package and career development opportunities. If you are passionate about compliance within the financial services industry and are eager to contribute to a dynamic legal team, we encourage you to apply
-
Mumbai, Maharashtra, India Michael Page Full timeThis role involves ensuring compliance with SEC regulations while supporting the legal department within the investment and asset management industry The position requires a detail-oriented individual with a strong understanding of financial services compliance frameworks Manage and oversee compliance with SEC regulations and filings Develop and implement...
-
Experienced Dentist Required in Ulwe
2 weeks ago
Navi Mumbai, India Mumbai dental care Full timeDentist required at Mumbai Dental sec 19b ulwe 9833186119 **Job Type**: Part-time **Salary**: ₹8,000.00 - ₹12,000.00 per month Schedule: - Day shift - Evening shift **Experience**: - total work: 2 years (preferred)
-
IT / Non IT Recruiter (Usa)
2 weeks ago
Mumbai, India Riverforest Connections Full time**Shift Timings**: **USA: 6:00 PM to 3:00 AM** **Skills Required**: Non IT Recruitment;IT Recruitment;US Recruiting;US IT Recruiting;US Recruiter **Location** Mumbai **Years Of Experience** 2 to 7 Years
-
Lead Compliance| InvIT | Mumbai | 6+ PQE
3 weeks ago
Mumbai, India Michael Page Full timeOnly candidates with 6+ years of experience apply Only candidates based out of Mumbai or willing to relocate apply About Our Client Our client is a highly esteemed large organization operating in the Financial Services and Trust industry. With a vast employee network spread across the country, they are renowned for their strong commitment to delivering...
-
Finance Compliance Officer
2 weeks ago
Navi Mumbai, Maharashtra, India Jinendra infotech pvt ltd. Full timeDear Connections, Finance compliance Officer Skills : Account Location: Navi Mumbai - Maharashtra Experience: 2 to 6 Years - Notice period: 0 to 15 days(Preferred immediate joiner - Male preferred - Job location: Nerul (Mumbai) **Key Responsibilities**: 1. Regulatory Compliance: 2. Transaction Monitoring & Reporting: 3. Risk Management: 4. Policy...
-
Company Secretary for Sec 8
2 weeks ago
Mumbai, India Mangalam Placement Full time**Location** Mumbai **Experience** 2-3 Years **Key Skills** Company Secretary, Compliance, Companies Act, negotiations, Project Co-Ordination, SEBI, corporate governance matters, Secretarial Standards **Position: Company Secretary for Sec 8 & co** **Qualification: CS** **Experience: 2 to 3 years** **Location: Mumbai** - Ensuring compliance with all laws...
-
Asm for Navi-mumbai
1 week ago
Navi Mumbai, India Career Choice Solution Full timeNavi Mumbai, Maharashtra Area Sales Manager - Individual contributor Role - Sale Rep Meeting Dr and generating Rxs Industry - Health care, diagnostics, Stem Cell, Pharma Requirement - Excellent English Communication, Should be able to sell a concept. Experience of Dr sales and Hospital sales is must Medical Device experience also preferred - Experience- 2 -...
-
Phlebotomist for Mumbai
1 week ago
Mumbai, India Career Choice Solution Full timeMumbai, Pune, Navi Mumbai Hi, Looking for Phlebotomist for Mumbai Location for our one of the government project. Qualification : DMLT/MLT/CMLT. Salary : Upto 12 k - Experience- 1 - 5 Years- Salary- 1 Lac To 1 Lac 75 Thousand P.A.- Industry- Health Care / Pharmaceuticals / Medical- Qualification- Higher Secondary- Key Skills- Phlebotomy PhlebotomistAbout...
-
Compliance Lead- Mumbai
4 weeks ago
Mumbai, India Michael Page Full timeAbout Our Client The hiring organization is a large enterprise operating within the financial sector. It is known for its robust portfolio, advanced operations, and commitment to maintaining the highest compliance standards. Job Description 1. Lead Regulatory Advisory for retail lending products including housing loans, personal loans, digital lending,...
-
Company Secretary
1 week ago
Mumbai, India Mangalam Placement Full time**Company**: Flamingo Pharmaceuticals Ltd **Location** Mumbai **Experience** 5-6 Years **Key Skills** Company Secretary, Companies Act, Secretarial Compliances, Notice, agenda, Agreement **Position: Company Secretary & Compliance** **Qualification: CS, LLB** **Experience: 2 to 7 years** **Location: Mumbai** **Job description** - Responsible for...
