Compliance Lead- Mumbai

3 weeks ago

Mumbai, India Michael Page Full time

About Our Client

The hiring organization is a large enterprise operating within the financial sector. It is known for its robust portfolio, advanced operations, and commitment to maintaining the highest compliance standards.

Job Description

1. Lead Regulatory Advisory for retail lending products including housing loans, personal loans, digital lending, and LAP, ensuring full compliance with RBI guidelines and internal policies.

2. Review and update policies & procedures across retail business operations, providing expert clarifications and guidance to internal teams.

3. Monitor regulatory developments and assess their impact on business processes, supporting proactive compliance strategies.

4. Drive strategic projects including automation and compliance transformation initiatives, ensuring end-to-end execution and implementation.

5. Manage regulatory inspections and related activities, identifying and resolving compliance risks effectively.

6. Collaborate with Key Stakeholders such as Legal, Risk, Finance, Internal Audit, and Regulators to foster a strong compliance culture.

The Successful Applicant

- Education: MBA Finance/CA/CS/LLB.

- 12+ years of hands-on experience in compliance within Banks or NBFC's, especially in retail lending.

- Deep understanding of RBI regulations and guidelines related to housing loans, personal loans, digital lending, and LAP.

- Proven ability to lead teams, manage cross-functional stakeholders, and communicate effectively across departments.

- Skilled in interpreting complex regulations and identifying compliance risks with actionable solutions.

- Experience in driving automation and strategic compliance initiatives from planning to implementation.

- Ability to manage regulatory inspections and ensure thorough pre- and post-inspection compliance.

What's on Offer

- Take charge of compliance for high-impact retail lending products and lead regulatory advisory initiatives.

- Collaborate with senior stakeholders across Business, Legal, Risk, Audit, and Regulatory bodies

- Lead automation and transformation projects that modernize compliance processes and systems.

- Work closely with the Chief Compliance Officer and contribute to organization-wide compliance strategy.

- Manage regulatory inspections and key compliance assignments with direct impact on business operations.

- Dynamic professional growth & work Environment

- Be part of a forward-thinking team in a fast-paced financial services setup based in Mumbai.

If you are ready to take on this exciting opportunity as a Compliance Lead, apply now to be considered for this role in the BFSI industry.

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