Compliance Advisory- Credit
4 weeks ago
Core Responsibilities A Guidance Advisory Provides guidance and support to business teams on their queries pertaining to Credit Wholesale and Retail regulations guidelines issued by RBI Liaising with RBI for seeking clarification B Product Process Note Review Review of Product and Process note to ensure that product process notes are compliant from regulatory perspective Representing Compliance unit in PPAC Committee Discussion Ensures that compliance comments are communicated and discussed with the product owner post internal discussions C Circular Tracker Implementation Ensure that regulatory guidelines are disseminated within prescribed timelines Identification review of action point and dissemination to stakeholders Follow up with stakeholder to ensure that regulatory guidelines are implemented by the relevant unit s Testing of compliance submitted by stakeholder before closure of circular action points D Training Provide periodic training on RBI guidelines pertaining to Credit Portfolio Devise online training module periodic updation etc E Audit Committee Board Submission Ensure preparation and submission of quarterly compliance agenda notes to CS team Preparation of Monthly Report on Compliance Activities People Management or Self-Management Responsibilities Need to interaction with Business Unit Product Team Operation Unit Need to interact with the middle senior management of Business Unit Product Team Operation Unit Risk and Internal Control Responsibilities Key Skills Credit Compliance Regulatory Compliance Location Mumbai Required Experience 12-15 yrs Positions 1 Contact Person Mamta Chauhan Email ID mamta chauhan v-konnect com
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Credit Compliance
4 weeks ago
Mumbai, Maharashtra, India Intellectual Capital HR Consulting Pvt. Ltd. Full timeAs a Team Lead – Credit Compliance for WBG and Working Capital Business segment of the Bank, the candidate would be responsible for managing and leading the team of professionals who would primarily support Business Groups to maintain an effective control framework and to ensure compliance with all relevant RBI regulations, internal codes and policies.The...
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Compliance Advisory
4 weeks ago
Mumbai, Maharashtra, India Skillventory Full timeJob DescriptionKey Responsibilities:Advisory Support TPP:- Provide proactive compliance advisory onThird Party Product distribution, including mutual funds, insurance, PMS, AIFs, bonds, and structured products.- Ensure compliance withSEBI, IRDAI, RBIregulations and internal policies while launching or distributing TPPs.- Review product notes, marketing...
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Corporate Advisory
4 weeks ago
Mumbai, Maharashtra, India Walter Advisors Full timeWalter Advisors is looking for a motivated and detail-oriented Chartered Accountant with 0–2 years of post-qualification experience to join our consulting team. This role offers an opportunity to work strategic, financial, taxation and regulatory matters, and contribute to diverse projects across industries.Job ResponsibilitiesManagement Consulting &...
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Credit Manager
4 weeks ago
Mumbai, Maharashtra, India Vivriti Capital Full timeAbout Vivriti Group Vivriti Group is a trailblazer in the mid-market lending space, offering customized debt solutions to mid-sized enterprises.The group operates through two core businesses: Vivriti Capital Limited: A systematically important Non-Banking Financial Company (NBFC ND-SI) regulated by the Reserve Bank of India (RBI).Vivriti Capital has...
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Tax Advisory
3 days ago
Mumbai, Maharashtra, India Neo Wealth and Asset Management Full timeAre you a Tax Specialist looking to make a real impact across complex and evolving tax landscapes?Join us at Neo Group , where we're redefining wealth and tax advisory for today's world.We're on the lookout for a sharp, detail-oriented Taxation Advisory and Structuring Specialist to lead Domestic and International Tax Advisory, Compliance, and Strategic...
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Credit Manager
3 weeks ago
Mumbai, Maharashtra, India Vivriti Capital Full timeAbout Vivriti Group Vivriti Group is a trailblazer in the mid-market lending space, offering customized debt solutions to mid-sized enterprises.The group operates through two core businesses: Vivriti Capital Limited: A systematically important Non-Banking Financial Company (NBFC ND-SI) regulated by the Reserve Bank of India (RBI).Vivriti Capital has...
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Credit Manager
4 weeks ago
Mumbai, Maharashtra, India Vivriti Capital Full timeAbout Vivriti GroupVivriti Group is a trailblazer in the mid-market lending space, offering customized debt solutions to mid-sized enterprises. The group operates through two core businesses:Vivriti Capital Limited: A systematically important Non-Banking Financial Company (NBFC ND-SI) regulated by the Reserve Bank of India (RBI). Vivriti Capital has...
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Credit Manager
4 weeks ago
Mumbai, Maharashtra, India Vivriti Capital Full timeAbout Vivriti Group Vivriti Group is a trailblazer in the mid-market lending space, offering customized debt solutions to mid-sized enterprises. The group operates through two core businesses: Vivriti Capital Limited: A systematically important Non-Banking Financial Company (NBFC ND-SI) regulated by the Reserve Bank of India (RBI). Vivriti Capital has...
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Credit Manager
4 weeks ago
Mumbai, Maharashtra, India Vivriti Capital Full timeAbout Vivriti Group Vivriti Group is a trailblazer in the mid-market lending space, offering customized debt solutions to mid-sized enterprises. The group operates through two core businesses: Vivriti Capital Limited: A systematically important Non-Banking Financial Company (NBFC ND-SI) regulated by the Reserve Bank of India (RBI). Vivriti Capital has...
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Credit Manager
2 weeks ago
Mumbai, Maharashtra, India Vivriti Capital Full timeAbout Vivriti GroupVivriti Group is a trailblazer in the mid-market lending space, offering customized debt solutions to mid-sized enterprises. The group operates through two core businesses:Vivriti Capital Limited: A systematically important Non-Banking Financial Company (NBFC ND-SI) regulated by the Reserve Bank of India (RBI). Vivriti Capital has...
