Compliance Testing

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

Job Description:Key Responsibilities:Compliance Testing & MonitoringDevelop and execute the annual compliance testing plan.Conduct compliance reviews of various banking products, processes, and functions.Perform sample testing to evaluate adherence to RBI, SEBI, IRDAI, and other regulatory guidelines.Identify control weaknesses and non-compliance issues.Risk...

Job Description:Job Purpose:Responsibilities typically include designing testing strategies, conducting reviews, analyzing data, preparing reports, continuous engagement with stakeholders to ensure suitable corrective action. Strong knowledge of banking regulations, good communication skills, and the ability to manage a team are key attributes required...

Compliance Testing ManagerReporting toLead Compliance TestingObjectiveThe incumbent would be primarily responsible for conducting Compliance reviews of Bank's functions and new products to give reasonable assurance to the Management regarding compliance with regulatory norms.ResponsibilitiesAssistance in preparation of Compliance Review plan to be put up to...

Job Description - The role holder will be required to support Senior Managers in assessing the effectiveness of assigned financial crime and/or regulatory compliance controls, identifying and raising issues where control gaps lead to material unaddressed financial crime and/or regulatory/conduct risks. - At a high level, the role holder will be responsible...

SECTION II: ROLE SUMMARYThe role holder is responsible for ensuring that Compliance Testing are conducted in line with Annual Compliance Testing Plan approved by Audit Committee of the Board (ACB).SECTION III: KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial Responsibilities Designing, delivering, and maintaining best-in-class Compliance...

Job Title: Compliance Testing ManagerDepartment: ComplianceLocation: MumbaiReporting To: Senior Compliance Manager Positions : 1Job Purpose:To ensure the bank's operations, products, and services comply with applicable regulatory requirements through structured compliance testing. The role involves planning, executing, and reporting on compliance testing...

Job Title: Compliance Testing Manager Department: Compliance Location: Mumbai Reporting To: Senior Compliance Manager Positions : 1 Job Purpose: To ensure the bank's operations, products, and services comply with applicable regulatory requirements through structured compliance testing. The role involves planning, executing, and reporting on compliance...

Job Title: Compliance Testing Manager Department: Compliance Location: Mumbai Reporting To: Senior Compliance Manager Positions : 1 Job Purpose: To ensure the bank's operations, products, and services comply with applicable regulatory requirements through structured compliance testing. The role involves planning, executing, and reporting on compliance...

ROLE SUMMARYThe role holder is responsible for ensuring that Compliance Testing are conducted in line with Annual Compliance Testing Plan approved by Audit Committee of the Board (ACB).KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesDesigning, delivering, and maintaining best-in-class Compliance practices; Managing a team of...