Compliance Testing
3 days ago
Key Responsibilities Compliance Testing Monitoring Develop and execute the annual compliance testing plan Conduct compliance reviews of various banking products processes and functions Perform sample testing to evaluate adherence to RBI SEBI IRDAI and other regulatory guidelines Identify control weaknesses and non-compliance issues Risk Identification Assessment Evaluate emerging regulatory risks and their impact on bank operations Support business units in implementing corrective actions Escalate high-risk issues to senior management and Compliance Head Regulatory Policy Adherence Ensure policies procedures and processes comply with statutory and regulatory requirements Track changes in laws regulations and incorporate them into the testing framework Reporting Documentation Prepare detailed compliance testing reports highlighting findings root causes and recommendations Follow up with stakeholders to ensure closure of audit compliance issues Present testing outcomes to senior management Audit Committee and regulators as required Collaboration Advisory Work with Risk Internal Audit and Operations teams to strengthen the compliance culture Provide guidance to business units on compliance controls Key Skills Competencies Strong knowledge of banking regulations RBI SEBI FEMA AML KYC etc Understanding of risk management and internal control frameworks Analytical and investigative skills for identifying compliance gaps Strong report writing and presentation skills Attention to detail objectivity and ability to work independently
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Compliance Testing
4 weeks ago
Mumbai, Maharashtra, India YES BANK Full timePositionCompliance Testing ManagerReporting toLead – Compliance TestingObjectiveThe incumbent would be primarily responsible for conducting Compliance reviews of Bank's functions and new products to give reasonable assurance to the Management regarding compliance with regulatory norms.ResponsibilitiesAssistance in preparation of Compliance Review plan to...
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Compliance Testing
1 week ago
Mumbai, Maharashtra, India YES BANK Full timePositionCompliance Testing ManagerReporting toLead – Compliance TestingObjectiveThe incumbent would be primarily responsible for conducting Compliance reviews of Bank's functions and new products to give reasonable assurance to the Management regarding compliance with regulatory norms.ResponsibilitiesAssistance in preparation of Compliance Review plan to...
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IT Compliance testing High Salary
4 weeks ago
Mumbai, Maharashtra, India Skillventory Full timeJob DescriptionRole & responsibilities- Testing the controls from regulatory guidelines/circulars/advisories on IT and Cyber Security issued by RBI, SEBI, NSDL, NPCI, UADAI by identifying the observations based on control implementation & its effectiveness.- Follow up with stakeholder to ensure timely testing of regulatory guidelines, legacy Circulars,...
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Mumbai, Maharashtra, India AQM Technologies Full timeWe are hiring at AQM Technologies Pvt. LtdWe are seeking a skilled Tester s with Risk and Compliances with 2-7 years of experienceThe ideal candidate will be based at Chennai location – Work from office mode.Job Description:Job Title : Engineers / Senior Test Engineers - Risk and CompliancesLocation : Mumbai ( Work From Office)Experience :...
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Testing - Engineers & Lead - Risk & Compliance
4 weeks ago
Mumbai, Maharashtra, India AQM Technologies Full timeWe are hiring at AQM Technologies Pvt. Ltd We are seeking a skilled Tester s with Risk and Compliances with 2-7 years of experience The ideal candidate will be based at Chennai location – Work from office mode. Job Description: Job Title : Engineers / Senior Test Engineers - Risk and Compliances Location : Mumbai ( Work From Office) Experience :...
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Mumbai, Maharashtra, India AQM Technologies Full timeWe are hiring at AQM Technologies Pvt. Ltd We are seeking a skilled Tester s with Risk and Compliances with 2-7 years of experience The ideal candidate will be based at Chennai location – Work from office mode. Job Description: Job Title : Engineers / Senior Test Engineers - Risk and Compliances Location : Mumbai ( Work From Office) Experience :...
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Hiring For Compliance Testing
2 weeks ago
Mumbai, Maharashtra, India Skill Ventory Full timeRoles and Responsibilities Preparation of Compliance Review plan to be put up to the Board. Preparation and updating of Compliance review checklists in line with the regulatory guidelines/internal policies. Managing the Compliance Review team to ensure that the compliance reviews are completed as per the Compliance review plan. Undertaking field work and...
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Compliance Specialist
2 days ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000Compliance Specialist RoleWe are seeking an experienced Compliance Specialist to lead our compliance testing program. The ideal candidate will have a strong background in regulatory requirements and experience with internal controls.Key Responsibilities:Design and implement a comprehensive compliance testing program to assess adherence to regulatory...
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Compliance Specialist
2 days ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,75,000 - ₹ 20,25,000Compliance Specialist - AndheriJob Summary:We are seeking a seasoned Compliance Specialist to join our team in Andheri. As a key member of our compliance department, you will be responsible for ensuring adherence to regulatory requirements and maintaining the highest standards of ethics and integrity.About the Role:Design and implement a comprehensive...
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Mumbai, Maharashtra, India JPMorganChase Full timeJob DescriptionJob DescriptionJoin our team and lead the charge in shaping robust testing strategies that safeguard our firm&aposs interests. As a key player, you&aposll have the opportunity to drive impactful decisions, enhance compliance, and build strong relationships with senior stakeholders.As a Compliance and Operations Risk Test Manager in the Testing...
