Lead Compliance Testing
14 hours ago
SECTION II: ROLE SUMMARY
The role holder is responsible for ensuring that Compliance Testing are conducted in line with Annual Compliance Testing Plan approved by Audit Committee of the Board (ACB).
SECTION III: KEY RESPONSIBILITIES/ ACCOUNTABILITIES
Strategic/ Managerial Responsibilities Designing, delivering, and maintaining best-in-class Compliance practices; Managing a team of Compliance professionals; Preparation and implementation of Compliance Testing Plan.
Core Responsibilities
Preparation of Compliance Testing plan.
Managing the Compliance Testing Team to ensure that the compliance reviews are completed as per the approved Compliance Testing Plan.
Finalization of compliance testing scope , ensuring sample selection in line with policy guidelines
Review of the Compliance Testing observation, Discussion with stakeholders and finalization of compliance testing report
Ensure proper documentation and working papers are maintained for all the compliance testing conducted.
Interact with the Senior & Top management of the Bank relating to activities pertaining to Compliance Testing
Ensuring timely closure of open issue, regular follow up with stakeholder and publishing of MIS to Top Management
Preparation of ACB Note on Compliance Testing Report and Compliance Testing Open Points
People Management or Self-Management Responsibilities Need to interact with middle/senior management of Business Unit/ Product Team/ Operation Unit
Keeps abreast of relevant professional/industry developments, new techniques and current issues through continued education and professional networks.
Risk and Internal Control Responsibilities Ensuring completion of Compliance Testing Plan.
Ensuring updation of Compliance Risk Register .
-
Compliance Testing Lead
6 hours ago
Mumbai, Maharashtra, India Yes Bank Full time ₹ 12,00,000 - ₹ 36,00,000 per yearROLE SUMMARYThe role holder is responsible for ensuring that Compliance Testing are conducted in line with Annual Compliance Testing Plan approved by Audit Committee of the Board (ACB).KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesDesigning, delivering, and maintaining best-in-class Compliance practices; Managing a team of...
-
Compliance Testing
3 days ago
Mumbai, Maharashtra, India Yes Bank Full time ₹ 12,00,000 - ₹ 24,00,000 per yearCompliance Testing ManagerReporting toLead Compliance TestingObjectiveThe incumbent would be primarily responsible for conducting Compliance reviews of Bank's functions and new products to give reasonable assurance to the Management regarding compliance with regulatory norms.ResponsibilitiesAssistance in preparation of Compliance Review plan to be put up to...
-
Compliance Testing
1 week ago
Mumbai, Maharashtra, India Acura Solution Full time ₹ 12,00,000 - ₹ 24,00,000 per yearJob Description:Key Responsibilities:Compliance Testing & MonitoringDevelop and execute the annual compliance testing plan.Conduct compliance reviews of various banking products, processes, and functions.Perform sample testing to evaluate adherence to RBI, SEBI, IRDAI, and other regulatory guidelines.Identify control weaknesses and non-compliance issues.Risk...
-
IT Compliance Testing
1 week ago
Mumbai, Maharashtra, India Acura Solution Full time ₹ 12,00,000 - ₹ 36,00,000 per yearJob Description:Job Purpose:Responsibilities typically include designing testing strategies, conducting reviews, analyzing data, preparing reports, continuous engagement with stakeholders to ensure suitable corrective action. Strong knowledge of banking regulations, good communication skills, and the ability to manage a team are key attributes required...
-
Compliance Testing Manager
2 weeks ago
Mumbai, Maharashtra, India Saraswat Bank Full time ₹ 15,00,000 - ₹ 25,00,000 per yearKey Responsibilities:Compliance Testing Execution:Develop and implement the annual compliance testing plan.Conduct compliance reviews across business units, branches, and new products.Perform control testing to assess adherence to regulatory and internal standards.Reporting & Documentation:Draft detailed testing reports with observations and management...
-
Associate, Compliance and Ops Risk Test Lead
6 days ago
Mumbai, Maharashtra, India JPMorganChase Full time ₹ 8,00,000 - ₹ 12,00,000 per yearJOB DESCRIPTIONJoin our dynamic team to navigate complex risk landscapes and fortify technology governance, making a pivotal impact in our firm's robust risk strategy. As a Compliance and Operations Risk Test Lead in the Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. Your expertise in...
-
Test Lead
9 hours ago
Mumbai, Maharashtra, India AQM Technologies Full time ₹ 12,00,000 - ₹ 24,00,000 per yearJob Description – Test Lead (Credit Card Domain)Location:MumbaiExperience:9+ YearsRole Type:Full-time | QA/Test LeadAbout the RoleWe are looking for an experiencedTest Lead with strong expertise in the Credit Card domainto lead end-to-end testing activities, ensure delivery quality, and collaborate closely with business, development, and operations teams....
-
Compliance Testing Lead- Financial services
2 weeks ago
Navi Mumbai, Maharashtra, India Attarix Talent Solutions Full time ₹ 9,00,000 - ₹ 12,00,000 per yearTarget Industry: BFSI3+ years of experience in Compliance or Internal audit roles within financial services industryExperience in compliance testing with adherence to regulatory requirementsQualification: CA, CS or Full time MBA
-
Mumbai, Maharashtra, India Acura Solutions Full time ₹ 6,00,000 - ₹ 12,00,000 per yearRequire candidate with an experience in IT/ ISG who can support us in IT related areasJob Purpose:Responsibilities typically include designing testing strategies, conducting reviews, analyzing data, preparing reports, continuous engagement with stakeholders to ensure suitable corrective action. Strong knowledge of banking regulations, good communication...
-
Technology Compliance Lead
6 days ago
Mumbai, Maharashtra, India Bloom Systems Full time ₹ 15,00,000 - ₹ 25,00,000 per yearRole-The Lead Technology Compliance is responsible for ensuring the organization's IT infrastructure complies with internal policies, industry standards, and regulatory requirements. This role will focus on managing patch compliance, Configuration Assessment (CA), and vulnerability management including VAPT. The ideal candidate will drive proactive risk...