Asset & Wealth Management - Regulatory Management - Vice President - Bengaluru

YOUR IMPACTThe Asset Wealth Management Strategic Transformation Office is a recently established entity tasked with overseeing comprehensive large-scale transformations Our primary objectives are to enhance scalability drive revenue growth improve client experience and elevate controls to optimize our operating platform This group comprises of four critical functions including 1 Product Management Design 2 Change Management 3 Regulatory Management and 4 Monitoring Testing The AWM Regulatory Management team manages the regulatory strategy and roadmap for the AWM business globally As the key business partner for regulatory matters the team is responsible for 1 Regulatory Solutions assessing the impact of regulations on business activities and 2 Regulatory Controls ensuring a robust control framework is in place to evidence compliance Our team is seeking a professional to support regulatory inventory and traceability activities which entails executing regulatory objectives across second line teams The candidate will be responsible for evaluating regulatory requirements related to identifying and assessing potential consumer impact and supporting linkages between regulatory requirements to the firm s risks and controls HOW YOU WILL FULFILL YOUR POTENTIAL Support the design and implementation of strategic and sustainable regulatory inventory and traceability process with alignment to the Risk Management Framework Manage regulatory mapping activities to assessment units processes risks controls and policies and oversee consistency across pillars and divisions Develop comprehensive action plans to ensure control environment is fit for purpose with consideration to regulatory obligations Engage key stakeholders to make strategic decisions prioritize implementation plans and manage volumes Facilitate reporting and information sharing Partner with and direct vendors to deliver against GS expectations including identifying opportunities for automation and strategic engagements Manage requests and exams from outside regulators and internal audit Represent Regulatory Management in second line led remediation efforts SKILLS EXPERIENCE WE RE LOOKING FOR Bachelor s degree and 5 years of experience in management consulting or related field in financial services Understanding of the asset management regulatory landscape operating models and ecosystems Demonstrated proficiency in leading risk and control self-assessments or regulatory mapping exercises including the design of key controls Exceptional analytical problem solving and critical thinking skills with a proven track record of execution against deadlines Strong project management skills including definition of business case and scope articulation of issues challenges risks dependencies and solutions Experience in developing informative metrics and undertaking quantitative analysis to assess the effectiveness of the regulatory control environment and inform executive decisions related to regulatory strategies Strong communication and relationship-building skills with ability to influence all levels of staff to drive change Professional experience in handling various regulatory change objectives in the financial services industry is preferable Multi-task and can manage and advance multiple projects simultaneously Proficiency in MS Office PowerPoint and Excel with an ability to learn new tools quickly About Goldman SachsAt Goldman Sachs we commit our people capital and ideas to help our clients shareholders and the communities we serve to grow Founded in 1869 we are a leading global investment banking securities and investment management firm Headquartered in New York we maintain offices around the world We believe who you are makes you better at what you do We re committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally from our training and development opportunities and firmwide networks to benefits wellness and personal finance offerings and mindfulness programs Learn more about our culture benefits and people at GS com careers We re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process Learn more xc2xa9 The Goldman Sachs Group Inc 2024 All rights reserved Goldman Sachs is an equal employment affirmative action employer