Chief Compliance Officer
3 weeks ago
- Opportunity to lead compliance function.
- Opportunity to work with highly experienced and exceptional leadership team.
Job Description
- Develop and implement company policies and regulations.
- Oversee all business operations relating to compliance including policies, investments, and procedures.
- Review and evaluate company procedures and reports to identify hidden risks or non-conformity issues.
- Ensure the company's compliance with laws, regulations, and internal policies.
- Regularly assess the efficiency of control systems and recommend effective improvements.
- Manage and direct compliance teams to achieve business goals.
- Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations.
- Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.
The Successful Applicant
A successful Chief Compliance Officer should have:
- A degree in Law, Business Administration or related field.
- Proven experience of 10 to 15 years in compliance with a broking set up.
- Strong knowledge of industry processes and regulations.
- Outstanding communication and interpersonal abilities.
- An analytical mindset with excellent organizational skills.
What's on Offer
- A positive and professional work environment.
- Unique opportunities for career/knowledge development
This role offers a fantastic opportunity to join a successful team in a dynamic financial services firm. We encourage all eligible candidates to apply and look forward to meeting you.
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