Sox Compliance

At Broadridge we ve built a culture where the highest goal is to empower others to accomplish more If you re passionate about developing your career while helping others along the way come join the Broadridge team About Us Broadridge NYSE BR is a global fintech leader with 9 billion in revenues helping clients transform their businesses through innovative communications technology data and analytics solutions We partner with the world s leading financial institutions processing millions of trades daily involving trillions of dollars delivering vital communications for over 5 000 brands and managing shareholder voting in over 90 countries Job Summary We are seeking a Senior Financial Analyst - SOX Compliance and Controls to join our Controllership function In this role you will have end to end exposure to the SOX program from risk scoping through issue remediation and management reporting We are looking for a motivated detail oriented and collaborative professional with a strong accounting background and practical knowledge of SOX 404 SEC reporting standards and US GAAP The role will also involve supporting the redesign of the SOX program including the implementation of an automated SOX solution Key Responsibilities Perform detailed testing of internal controls over financial reporting SOX to ensure compliance with regulations and company policies Design and execute test procedures to evaluate the effectiveness of internal controls and identify potential gaps or deficiencies Collaborate with internal auditors and process owners to obtain evidence review testing results and drive timely remediation of deficiencies Develop and maintain detailed documentation of test work findings and recommendations in line with SOX standards Prepare reports and presentations for management the Audit Committee and external auditors on SOX compliance status Partner with cross functional teams Finance IT Internal Audit Legal to ensure proper alignment on compliance activities Assist in developing policies procedures and training programs related to SOX compliance Support the rollout and adoption of process automation and workflow tools for SOX program management Stay updated on regulatory changes and industry best practices to strengthen compliance methodologies Qualifications Experience Chartered Accountant Semi Qualified CA with 6-10 years of post qualification experience Strong background in SOX controls testing ITGCs and internal controls framework Knowledge of US GAAP and SEC reporting requirements preferred Prior experience in an MNC IT BPO or technology company is an advantage Exposure to finance process automation and workflow tools desirable Personality Attributes Strong interpersonal and communication skills with an ability to influence and challenge constructively High attention to detail with a strong sense of accountability and integrity Analytical mindset with the ability to evaluate risks and propose creative solutions Self motivated proactive and able to work independently while collaborating effectively in teams Goal oriented adaptable and capable of managing multiple priorities Why Join Broadridge Be part of a Fortune 500 FinTech leader driving innovation in governance risk and compliance Opportunity to work on a global SOX compliance program including automation and process redesign Gain exposure to cross functional teams Finance IT Audit Legal and broaden your domain expertise A culture that values collaboration flexibility and employee well being we invest in your growth and work life balance We are dedicated to fostering a collaborative engaging and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work We believe that associates do their best when they feel safe understood and valued and we work diligently and collaboratively to ensure Broadridge is a company and ultimately a community that recognizes and celebrates everyone s unique perspective