
Urgent Search Sox Compliance
4 weeks ago
At Broadridge we ve built a culture where the highest goal is to empower others to accomplish more If you re passionate about developing your career while helping others along the way come join the Broadridge team About Us Broadridge NYSE BR is a global fintech leader with 9 billion in revenues helping clients transform their businesses through innovative communications technology data and analytics solutions We partner with the world s leading financial institutions processing millions of trades daily involving trillions of dollars delivering vital communications for over 5 000 brands and managing shareholder voting in over 90 countries Job Summary We are seeking a Senior Financial Analyst - SOX Compliance and Controls to join our Controllership function In this role you will have end to end exposure to the SOX program from risk scoping through issue remediation and management reporting We are looking for a motivated detail oriented and collaborative professional with a strong accounting background and practical knowledge of SOX 404 SEC reporting standards and US GAAP The role will also involve supporting the redesign of the SOX program including the implementation of an automated SOX solution Key Responsibilities Perform detailed testing of internal controls over financial reporting SOX to ensure compliance with regulations and company policies Design and execute test procedures to evaluate the effectiveness of internal controls and identify potential gaps or deficiencies Collaborate with internal auditors and process owners to obtain evidence review testing results and drive timely remediation of deficiencies Develop and maintain detailed documentation of test work findings and recommendations in line with SOX standards Prepare reports and presentations for management the Audit Committee and external auditors on SOX compliance status Partner with cross functional teams Finance IT Internal Audit Legal to ensure proper alignment on compliance activities Assist in developing policies procedures and training programs related to SOX compliance Support the rollout and adoption of process automation and workflow tools for SOX program management Stay updated on regulatory changes and industry best practices to strengthen compliance methodologies Qualifications Experience Chartered Accountant Semi Qualified CA with 6-10 years of post qualification experience Strong background in SOX controls testing ITGCs and internal controls framework Knowledge of US GAAP and SEC reporting requirements preferred Prior experience in an MNC IT BPO or technology company is an advantage Exposure to finance process automation and workflow tools desirable Personality Attributes Strong interpersonal and communication skills with an ability to influence and challenge constructively High attention to detail with a strong sense of accountability and integrity Analytical mindset with the ability to evaluate risks and propose creative solutions Self motivated proactive and able to work independently while collaborating effectively in teams Goal oriented adaptable and capable of managing multiple priorities Why Join Broadridge Be part of a Fortune 500 FinTech leader driving innovation in governance risk and compliance Opportunity to work on a global SOX compliance program including automation and process redesign Gain exposure to cross functional teams Finance IT Audit Legal and broaden your domain expertise A culture that values collaboration flexibility and employee well being we invest in your growth and work life balance We are dedicated to fostering a collaborative engaging and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work We believe that associates do their best when they feel safe understood and valued and we work diligently and collaboratively to ensure Broadridge is a company and ultimately a community that recognizes and celebrates everyone s unique perspective
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Sox Compliance
6 days ago
Bangalore, Karnataka, India Aliqan Technologies Full timeSOX Compliance Specialist The SOX Compliance Specialist will be responsible for ensuring that the company s financial reporting and internal control procedures comply with the requirements of the Sarbanes-Oxley Act SOX The specialist will work closely with the company s IAM team and other Business units internal and external auditors to identify areas of...
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Sox Compliance Auditor
2 weeks ago
Bangalore, Karnataka, India State Street Full timeSOX Compliance Program FCO The Financial Control Oversight FCO department is responsible for the execution of Sarbanes Oxley SOX program across the entire organization of State Street Key functions of this group include determining the material accounts business area locations and risks required to be addressed as part of the SOX program working with...
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Sr Internal Auditor
2 days ago
Bangalore, Karnataka, India Rambus Full timeOverview We are seeking a skilled and motivated IT Auditor with 3-5 years of experience in audit risk assessment and controls evaluation This role will play a critical part in supporting the company s SOX compliance program including helping to automate ongoing SOX audits and streamline control testing processes Responsibilities Lead and support SOX control...
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Sr Internal Auditor
4 days ago
Bangalore, India Jobted IN C2 Full timeOverview: We are seeking a skilled and motivated IT Auditor with 3-5 years of experience in audit, risk assessment, and controls evaluation. This role will play a critical part in supporting the company’s SOX compliance program, including helping to automate ongoing SOX audits and streamline control testing processes. Responsibilities: - Lead and support...
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Spa/am/dm- Ca
2 weeks ago
Bangalore, Karnataka, India Crescendo Global Full timeSPA AM DM - CA - SOX Audit 1 Years Location Bangalore India Are you a dynamic and detail-oriented professional with experience in SOX compliance and internal audit Join us as a SPA AM DM in Bangalore and harness your expertise to strengthen our internal controls and ensure compliance with regulatory standards Be part of a forward-thinking organization that...
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Sox Auditor
2 weeks ago
Bengaluru, Karnataka, India Arm Full time**Job Overview** The SOX Auditor will be assisting with planning, conducting testing and reporting on our conclusions. The work will be primarily focused on business process SOX controls across the company, but also offers potential opportunities to work on other audit areas such as IT, operational audits and ISO 9001 compliance. **Responsibilities** -...
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SOX QA Engineer
2 weeks ago
Bengaluru, Karnataka, India, Karnataka Maneva Consulting Pvt. Ltd. Full timeExperience : 8 to 18YrsLocation : Bangalore(Hybrid)SOX Compliance QA manage the Sarbanes-Oxley (SOX) IT compliance Testing for all program across the organization, ensuring robust IT general controls (ITGCs), application controls, and interface controls are tested, and remediated effectively.This role will act as a strategic partner to internal stakeholders...
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(09/10/2025) Oracle Risk Management/sox
2 weeks ago
Bangalore, Karnataka, India Wipro Full timeWe use cookies to offer you the best possible website experience Your cookie preferences will be stored in your browser s local storage This includes cookies necessary for the website s operation Additionally you can freely decide and change any time whether you accept cookies or choose to opt out of cookies to improve website s performance as well as...
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Itgc Sox Auditor
2 weeks ago
Bengaluru, Karnataka, India 3M Full timeJob Description: - Work with the company’s external auditor in leading walkthroughs, test of design and operational effectiveness of IT general controls; - Coordinate and perform SOX program testing/auditing of IT General Controls with control owners and management; - Evaluate IT General Control deficiencies for impact and perform risk assessments and...
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Internal Controls and Compliance
1 week ago
Bengaluru, Karnataka, India Hewlett Packard Full time**Job Summary** The Controls and Compliance Hub provides a unique opportunity to get a broad view of HP businesses and processes in a relatively short period of time. The team is tasked with assessing how HP management is managing the inherent risk in our large, diverse and rapidly changing company....a huge challenge! The principal will be engaged to...