Lead Compliance Testing
4 weeks ago
Job Description Role Summary The role holder is responsible for ensuring that Compliance Testing are conducted in line with Annual Compliance Testing Plan approved by Audit Committee of the Board (ACB). SECTION III: KEY RESPONSIBILITIES/ ACCOUNTABILITIES Strategic/ Managerial Responsibilities Designing, delivering, and maintaining best-in-class Compliance practices; Managing a team of Compliance professionals; Preparation and implementation of Compliance Testing Plan. Core Responsibilities Preparation of Compliance Testing plan. Managing the Compliance Testing Team to ensure that the compliance reviews are completed as per the approved Compliance Testing Plan. Finalization of compliance testing scope , ensuring sample selection in line with policy guidelines Review of the Compliance Testing observation, Discussion with stakeholders and finalization of compliance testing report Ensure proper documentation and working papers are maintained for all the compliance testing conducted. Interact with the Senior & Top management of the Bank relating to activities pertaining to Compliance Testing Ensuring timely closure of open issue, regular follow up with stakeholder and publishing of MIS to Top Management Preparation of ACB Note on Compliance Testing Report and Compliance Testing Open Points People Management or Self-Management Responsibilities Need to interact with middle/senior management of Business Unit/ Product Team/ Operation Unit Keeps abreast of relevant professional/industry developments, new techniques and current issues through continued education and professional networks. Risk and Internal Control Responsibilities Ensuring completion of Compliance Testing Plan. Ensuring updation of Compliance Risk Register Years of Experience A minimum of 12 years of relevant experience. Nature of Experience Prior experience in a Compliance Testing / Internal Audit witH a Bank/Top NBFCs
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Compliance Testing Lead
1 week ago
Mumbai, Maharashtra, India Yes Bank Full timeROLE SUMMARYThe role holder is responsible for ensuring that Compliance Testing are conducted in line with Annual Compliance Testing Plan approved by Audit Committee of the Board (ACB).KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesDesigning, delivering, and maintaining best-in-class Compliance practices; Managing a team of...
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Lead Compliance Testing
2 weeks ago
Mumbai, Maharashtra, India YES BANK Full timeSECTION II: ROLE SUMMARYThe role holder is responsible for ensuring that Compliance Testing are conducted in line with Annual Compliance Testing Plan approved by Audit Committee of the Board (ACB).SECTION III: KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial Responsibilities Designing, delivering, and maintaining best-in-class Compliance...
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Compliance Testing Lead
1 week ago
Navi Mumbai, Maharashtra, India Attarix Talent Solutions Full timeExp in compliance testing with adherence to regulatory requirements.Control testing for Anti-Bribery and Anti-Corruption (ABAC).2+ years of experience in Compliance or Internal audit roles within financial services industry. Required Candidate profileExperience in compliance testing with adherence to regulatory requirements.Experience of control testing for...
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Compliance Testing
2 weeks ago
Mumbai, Maharashtra, India Yes Bank Full time ₹ 12,00,000 - ₹ 24,00,000 per yearCompliance Testing ManagerReporting toLead Compliance TestingObjectiveThe incumbent would be primarily responsible for conducting Compliance reviews of Bank's functions and new products to give reasonable assurance to the Management regarding compliance with regulatory norms.ResponsibilitiesAssistance in preparation of Compliance Review plan to be put up to...
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Compliance Assurance
1 week ago
Mumbai, India Kotak Mahindra Bank Full timeRole:To lead and execute a robust compliance assurance program across business units, ensuring adherence to regulatory requirements and internal policies / processes. The role involves testing of regulatory obligations, reporting and tracking, to strengthen the compliance framework and mitigate regulatory risks.Key ResponsibilitiesExecute and ensure timely...
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Compliance Assurance
1 week ago
Mumbai, India Kotak Mahindra Bank Full timeRole:To lead and execute a robust compliance assurance program across business units, ensuring adherence to regulatory requirements and internal policies / processes. The role involves testing of regulatory obligations, reporting and tracking, to strengthen the compliance framework and mitigate regulatory risks.Key ResponsibilitiesExecute and ensure timely...
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Compliance Assurance
7 days ago
Mumbai, India Kotak Mahindra Bank Full timeRole:To lead and execute a robust compliance assurance program across business units, ensuring adherence to regulatory requirements and internal policies / processes. The role involves testing of regulatory obligations, reporting and tracking, to strengthen the compliance framework and mitigate regulatory risks.Key ResponsibilitiesExecute and ensure timely...
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Compliance Assurance
6 days ago
mumbai, India Kotak Mahindra Bank Full timeRole:To lead and execute a robust compliance assurance program across business units, ensuring adherence to regulatory requirements and internal policies / processes. The role involves testing of regulatory obligations, reporting and tracking, to strengthen the compliance framework and mitigate regulatory risks.Key ResponsibilitiesExecute and ensure timely...
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Compliance Assurance
6 days ago
Mumbai, India Kotak Mahindra Bank Full timeRole: To lead and execute a robust compliance assurance program across business units, ensuring adherence to regulatory requirements and internal policies / processes. The role involves testing of regulatory obligations, reporting and tracking, to strengthen the compliance framework and mitigate regulatory risks. Key Responsibilities Execute and ensure...
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Compliance and Ops Risk Test Lead
2 weeks ago
Hyderabad, India JPMorganChase Full timeJob Description Job Description Join our dynamic team to navigate complex risk landscapes and fortify technology governance, making a pivotal impact in our firm's robust risk strategy. As a Compliance and Operations Risk Test Lead in the Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management....
