Regulatory Business Advisory Analyst 1-3yrs

3 weeks ago

Mumbai Maharashtra, India Rangam Infotech Full time

Note Specific mandatory skills Effective communicator with proficiency in Written and Spoken English Experience range 1-3 years Open to considering fresher candidates Yes No Yes Open to considering relocation non-local candidates Yes No Yes Contract duration 8 months Shift timings 9 AM to 6 PM Preference of hiring only diversity candidate Yes No No Key Responsibilities To liase with clients on procuring documents for updating operational information for client accounts such Authorised Signatories Limit of Authority etc required to effect custody transactions for the clients To guide the client on appropriate documents required to update the operational information and communicate effectively to resolve client queries Co-ordinate with internal stakeholders to ensure the clients operational information is updated in timely manner with focus on a positive client experience To undertake maker level activity for relating to updating static data in regulatory records of FPI clients as per client intimation in timely manner and in adherence to SEBI Investor Charter timeline To identify Client Fees and tag correctly Supporting RTM Client facing Teams with query resolution related to Registration and Account Opening To Support the Team Lead with Samples for Regulatory and Internal Audits Inspections Ensure collation and data updation for Transition Activity with zero miss outs for further review by Team Leads Operational efficiency All applications to be processed within TAT Escalation if any to be done in a timely manner Follow the checklists as approved by Compliance and highlight any discrepancy if found during reviews Suggest Automation to team leads where by time can be saved and perfection can be achieved Efficient effective coordination with all internal teams Communicate and coordinate with all internal functions stakeholders involved in the process such as Client Lifecycle Management CLM DDP Support team Client facing team RTM Relationship Managers AML Officer Compliance Officer Sales etc Develop with high performing team Set a high performance culture Promote and set a good conduct Hard Skills Knowledge Effective communicator with proficiency in Written and Spoken English Proficient with Advanced Microsoft Office Team Player Knowledge of Capital Markets and Custody Ability to understand regulatory requirements Soft Skills Ability to work collaboratively across functions Ability to interact with clients in diverse jurisdictions outside India Excellent interpersonal skills Self-motivated responsible and rigorous to ensure quality Ability to work under pressure and tight deadlines Quick learner with ability pick-up the process on the go

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