Chief Compliance Officer

3 weeks ago

Pune India Prachay Group Full time

Job Description Job Description - Act as the compliance leader, strategist and subject matter expert assessing and advising on existing and emerging regulatory compliance requirements across the organization. - Developing the annual compliance work plan that reflects the organization's unique characteristics. - Periodically revising the compliance plan in light of changes. - Guiding in a productive, professional way the compliance team. - Overseeing and monitoring the implementation of the compliance program. - Providing guidance, advice, and training. - Providing strategic direction to the management on compliance. - Preparing and presenting clear and concise compliance reports to the Board. - Interacting with regulators on compliance issues. - Co-ordinating efforts related to audits, reviews, and examinations. - Coordinating internal compliance review and monitoring activities, including periodic reviews of departments. - Independently investigating and acting on matters related to compliance. - Monitoring external review processes. - Advising on good governance practices and compliance of Corporate Governance norms as prescribed under various Corporate, RBI, Securities and Other Business Laws. - Coordinate the board/general meetings and follow-up actions thereof. - Play the central role in identifying and mitigating the level of Compliance risk in existing / new products and processes. - Setting up training materials regarding Secretarial matters. - Representing the Company at tribunals and courts. Skills And Knowledge - Excellent verbal and written communication skills. - Expert at SEBI, FEMA, RBI, Companies Act - Expert at Corporate Laws, Contracts, Governance Risk Compliance - Meticulous attention to detail and the ability to work well under pressure. - Interpersonal skills and the ability to work with people at all levels. - Influencing skills. - Excellent organization and time management. - An ability to take initiative. - A flexible and practical approach to work. - Discretion when handling confidential information - Maintain a diplomatic approach towards issues. Salary - As per Company standards

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