(Immediate Start) Associate

Company Upstox Location Mumbai Work arrangement 5 days in the office About Upstox At Upstox we re building the future of investing - simple powerful and for everyone We re one of India s fastest-growing fintech platforms backed by the best in the business including Mr Ratan Tata and Tiger Global and on a mission to make wealth creation accessible to every Indian From first-time investors to seasoned traders millions trust us to power their financial journeys We re not just moving fast - we re moving with purpose If you thrive in a high-energy high-impact environment you re in the right place The Role As part of the Internal Controls team you will play a critical role in strengthening the organization s risk and compliance framework You will be responsible for planning and executing financial regulatory and operational reviews assessing the effectiveness of existing control systems and driving improvements in policies and procedures Partnering with cross-functional teams and external auditors you will ensure transparency accountability and efficiency across the business This role offers high ownership visibility and the opportunity to directly impact trust governance and operational excellence in India s capital market ecosystem What You ll Own Support in developing and implementing the organization s Risk Management Plan Plan and execute financial regulatory compliance and operational reviews audits Periodically assess and evaluate the effectiveness of existing control systems to mitigate risks and strengthen the organization s control culture Conduct performance audits and special investigations as required or directed by appropriate authorities Collaborate with departments across the organization to ensure efficient and effective auditing of operations Coordinate and facilitate audit activities with external auditors Recommend improvements in policies processes and procedures to enhance organizational efficiency and support the objectives of the Audit Unit Perform any other related duties as assigned from time to time Who Will Rock Qualified Chartered Accountant with 1 years of experience in Internal Audit Risk Management and Compliance Comprehensive knowledge of legal and regulatory requirements Results-oriented with strong analytical problem-solving and decision-making skills Excellent communication written and verbal and interpersonal skills Advanced computer literacy skills - MS Office Word Excel PowerPoint PowerBI Tableau etc Why This Role Rocks You ll safeguard scale - strengthening the internal control environment of a fintech platform trusted by millions of investors You ll embrace rigor - designing and executing risk management audit reviews and compliance frameworks that ensure operational resilience You ll have high ownership and visibility - directly influencing the effectiveness of controls policies and governance across the organization You ll collaborate with smart driven teams - working closely with business finance and external auditors to uphold transparency and accountability Every control you strengthen will shape the way India invests - building trust minimizing risk and reinforcing a culture of integrity By applying for this position you acknowledge that you have reviewed our which outlines how Upstox collects uses and protects your Personal Information PI I accept Upstox s Prospective Employee Privacy Notice Upstox is an Equal Opportunity Employer all qualified applicants will receive consideration for employment without regard to race color religion gender gender identity or expression sexual orientation national origin genetics disability age veteran status or other characteristics We may use artificial intelligence AI tools to support parts of the hiring process such as reviewing applications analyzing resumes or assessing responses These tools assist our recruitment team but do not replace human judgment Final hiring decisions are ultimately made by humans If you would like more information about how your data is processed please contact us