AVP- Whistleblowing Investigations Support

3 weeks ago


Pune India Barclays Full time

Job Description

Join us as a AVP- Whistleblowing Investigations Support at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences.

You may be assessed on the key critical skills relevant for success in role, such as experience with Whistleblowing Support, as well as job-specific skillsets.

To be a successful AVP- Whistleblowing Investigations Support, you should have experience with :

- Accountabilities
- Decision making & Problem Solving
- Governance, Risk & Control.
- Stakeholder Management.

Essential Skills

- Experience of working in the financial services industry, with a major company in another sector or in an investigative public body or an investigative function.
- Excellent written, communication and presentation skills.
- Excellent analytical and logical reasoning skills.
- Computer literate with knowledge and experience of using
- Microsoft Windows packages (Word, Excel, PowerPoint).
- Ability to work well under pressure with demanding multiple deliverables, working alone or as part of a team.
- Excellent organizational skills and an ability to prioritize and be flexible.
- Ability to probe and ask questions to understand difficult subject areas.
- Proactive approach with a passion for continuous improvement.

Desirable Skills

- Relevant experience of undertaking investigations in a corporate, regulatory or investigative body.
- Knowledge of financial products across retail, investment and corporate is desirable.
- Experienced at conducting e-communications reviews and using platforms, including Relativity or similar and/or Brainspace.
- Ability to communicate effectively and with confidence at all levels, including with senior stakeholders.
- Experienced at giving evidence in criminal and/or civil, tribunal and/or disciplinary contexts.

The location is based out of Pune.

Purpose of the role

To conduct investigations into various aspects of the bank's operations and/or conduct of individuals to identify and address potential instances of non-compliance, fraud, misconduct, or other unethical behaviour, that harms or is likely to harm the reputation or financial well-being of the firm or may lead to legal and/or regulatory censure.

Accountabilities

- Identification and evaluation of potential risks associated with non-compliance or unethical conduct and implement risk mitigation strategies.
- Leading the investigations into alleged violations of policies, regulations, or laws.
- Provision of training programs to enhance awareness of compliance issues and ethical conduct among colleagues.
- Documentation of investigation processes and provision of recommendations for corrective actions and improvements based on investigation findings.
- Utilisation of advanced technology and data analytics tools to enhance the efficiency and effectiveness of investigations.
- Utilisation and assessment of relevant internal and external information and intelligence in furtherance of the investigation.
- Where applicable, fulfilment of any necessary external legal and/or regulatory reporting obligations.

Assistant Vice President Expectations

- Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues.
- Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda.
- Take ownership for managing risk and strengthening controls in relation to the work done.
- Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function.
- Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategy.
- Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises (in other areas, teams, companies, etc).to solve problems creatively and effectively.
- Communicate complex information. Complex information could include sensitive information or information that is difficult to communicate because of its content or its audience.
- Influence or convince stakeholders to achieve outcomes.

All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset to Empower, Challenge and Drive the operating manual for how we behave.



  • Pune, Maharashtra, India Barclays Full time

    **Date live**: 07/01/2025 **Business Area**: Compliance **Area of Expertise**: Compliance **Contract**: Permanent **Reference Code**: JR-0000013385 Compliance is a broad, multidisciplinary function at Barclays that oversees our global business operations. We ensure the bank lives its values, meets regulatory requirements, and follows our codes of conduct....


  • Bengaluru, India Deutsche Bank Full time

    Job Description Position Overview Job Title:IPB AML Investigations Officer, AVP Location: Bangalore, India Corporate Title: AVP Role Description - The Asia-Pacific Anti-Financial Crime (AFC) Department supports Deutsche Bank businesses in the region manage AFC risk, is responsible for ensuring that related processes are in place and that all policies,...

  • Alerts Intelligence

    5 days ago


    Bengaluru, India Deutsche Bank Full time

    Job Description Position Overview Job Title: Alerts Intelligence & Investigations Senior Advisor Location: Bangalore, India Corporate Title: AVP Role Description - As AVP within the Sanction Alert Investigations team, you will play a critical role in safeguarding the institution against financial crime risks by leading the triage, analysis, and resolution of...


  • Bengaluru, India Deutsche Bank Full time

    Job Description Alerts Intelligence & Investigations Senior Advisor, AVP Position Overview Job Title: Alerts Intelligence & Investigations Senior Advisor Location: Bangalore, India Corporate Title: AVP Role Description - As AVP within the Sanction Alert Investigations team, you will play a critical role in safeguarding the institution against financial crime...


  • Bengaluru, India Deutsche Bank Full time

    Job Description Corporate Bank Transaction Monitoring Investigator, AVP Position Overview Job Title:Corporate Bank Transaction Monitoring Investigator Location: Bangalore, India Corporate Title: AVP Role Description - The CB Transaction Monitoring Investigator's primary responsibility will be handling escalated alerts and cases and conducting AML...


  • india Infosys Full time

    Role:Senior Associate Legal Counsel Location: BangaloreInfosys is looking for an experienced professional to join the Whistleblower team. You will play a critical role in upholding the organization’s values and ensuring an environment free from fraud and misconduct.Job role:-Manage the day-to-day operations of the Whistleblower program, including: o...


  • india Infosys Full time

    Role: Senior Associate Legal CounselLocation: BangaloreInfosys is looking for an experienced professional to join the Whistleblower team. You will play a critical role in upholding the organization’s values and ensuring an environment free from fraud and misconduct.Job role:- Manage the day-to-day operations of the Whistleblower program, including:o...


  • Bengaluru, Karnataka, India, Karnataka Infosys Full time

    Role: Senior Associate Legal CounselLocation: BangaloreInfosys is looking for an experienced professional to join the Whistleblower team. You will play a critical role in upholding the organization’s values and ensuring an environment free from fraud and misconduct. Job role: - Manage the day-to-day operations of the Whistleblower program, including: o...

  • LEGAL - JL7

    4 weeks ago


    Bengaluru, India Infosys Limited Full time

    Job Description Key Responsibilities: - Independent Experience in the following areas - Own implement adopt Infosys Whistleblower Program with Global and regional reach comprised of seven pillars of efficient and effective corporate compliance program - In depth experience and exposure in handling global investigations on gamut of issues as well as...


  • Bengaluru, India Infosys Limited Full time

    Job Description Responsibilities : Independent Experience in the following areas: 1. Own, implement & adopt Infosys Whistleblower Program with Global and regional reach comprised of seven pillars of efficient and effective corporate compliance program. 2. In-depth experience and exposure in handling global investigations on gamut of issues as well as...